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PGP

PIMCO Global StockPLUS & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MFS
1
MSI Financial Services
Massachusetts
$1.94M +$30.9K +1,477 +1%
LPL Financial
2
LPL Financial
California
$1.3M -$137K -6,550 -8%
TCM
3
Traynor Capital Management
Pennsylvania
$1.21M +$827K +39,579 +124%
Morgan Stanley
4
Morgan Stanley
New York
$617K -$175K -8,353 -19%
Bank of America
5
Bank of America
North Carolina
$420K +$125K +5,991 +32%
VKH
6
Virtu KCG Holdings
New York
$290K +$359K +17,165 New
NPC
7
National Planning Corporation
California
$220K -$48.9K -2,342 -16%
Ameriprise
8
Ameriprise
Minnesota
$212K +$65.8K +3,150 +34%
UBS Group
9
UBS Group
Switzerland
$158K -$131K -6,286 -40%
BAM
10
Bruderman Asset Management
New York
$138K +$6.06K +290 +4%
FFC
11
First Financial Corp
Indiana
$124K
AIG
12
American International Group
New York
$49.1K
HI
13
Hudock Inc
Pennsylvania
$34K
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$34K
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$23K -$2.36K -113 -8%
HA
16
Harfst & Associates
Wyoming
$18K +$21.6K +1,035 New
Wells Fargo
17
Wells Fargo
California
$16K +$10.6K +505 +123%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$7K
Citigroup
19
Citigroup
New York
$3K
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$3K
GWM
21
Gupta Wealth Management
California
$2K +$2.09K +100 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
-$505K -22,699 Closed
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
-$334K -15,026 Closed
Creative Planning
24
Creative Planning
Kansas
-$7K -325 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$4K -200 Closed