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PGP

PIMCO Global StockPLUS & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MFS
1
MSI Financial Services
Massachusetts
$2.08M +$173K +8,114 +8%
LPL Financial
2
LPL Financial
California
$1.9M -$13.5K -630 -0.6%
Morgan Stanley
3
Morgan Stanley
New York
$887K -$119K -5,561 -11%
NPC
4
National Planning Corporation
California
$720K -$21.8K -1,018 -3%
TCM
5
Traynor Capital Management
Pennsylvania
$564K +$621K +29,053 New
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$450K -$181K -8,491 -27%
Bank of America
7
Bank of America
North Carolina
$421K -$113K -5,304 -20%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$296K -$8.55K -400 -3%
UBS Group
9
UBS Group
Switzerland
$278K +$306K +14,327 New
VKH
10
Virtu KCG Holdings
New York
$238K -$330K -15,449 -56%
FFC
11
First Financial Corp
Indiana
$142K
GGPS
12
Gary Goldberg Planning Services
New York
$113K -$71.5K -3,345 -36%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$65K -$25.7K -1,204 -27%
BRWA
14
B. Riley Wealth Advisors
Florida
$62K +$68.1K +3,185 New
AIG
15
American International Group
New York
$56.3K -$18K -840 -22%
Wells Fargo
16
Wells Fargo
California
$43K +$8.68K +406 +22%
HI
17
Hudock Inc
Pennsylvania
$40K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$39K
Creative Planning
19
Creative Planning
Kansas
$23K -$49.2K -2,300 -66%
NES
20
New England Securities
New York
$11K +$6.41K +300 +120%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$8K +$8.34K +390 New
TRCT
22
Tower Research Capital (TRC)
New York
$3K -$22.4K -1,050 -88%
Citigroup
23
Citigroup
New York
$1K +$1.22K +57 New
ZAM
24
Zenit Asset Management
Sweden
-$845K -44,000 Closed
CNB
25
City National Bank
Delaware
-$407K -20,000 Closed