PFN

PIMCO Income Strategy Fund II
PFN

Overview Fund Activity

70 hedge funds and large institutions have $106M invested in PIMCO Income Strategy Fund II in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 16 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+10
Holders Change %
+16.67%
% of All Funds
2.03%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
16
Reduced
21
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
1
Advisors Capital Management
New Jersey
$10.1M
2
CCM
2
Coe Capital Management
Illinois
$1.71M
3
SFS
3
Shaker Financial Services
Virginia
$1.59M
4
Cohen & Steers
4
Cohen & Steers
New York
$9.39M
5
SG Americas Securities
5
SG Americas Securities
New York
$456K

Top Sellers

1
Invesco
1
Invesco
Georgia
$3.74M
2
Wells Fargo
2
Wells Fargo
California
$2.42M
3
FFA
3
First Foundation Advisors
California
$5.2M
4
Creative Planning
4
Creative Planning
Kansas
$0
5
Goldman Sachs
5
Goldman Sachs
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$607K -$164K -16,477 -21%
KFS
27
KMS Financial Services
Washington
$583K +$49.6K +4,990 +9%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$528K +$50K +5,034 +10%
CL
29
CSS LLC
Illinois
$494K +$494K +49,652 New
SG Americas Securities
30
SG Americas Securities
New York
$456K +$456K +45,844 New
FAAS
31
First Allied Advisory Services
California
$396K -$280K -28,070 -41%
CS
32
Credit Suisse
Switzerland
$390K -$4.08K -410 -1%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$383K -$21.5K -2,160 -5%
LWM
34
Lyons Wealth Management
Florida
$360K +$360K +35,837 New
B
35
Baird
Wisconsin
$335K +$335K +33,706 New
SRC
36
Shufro Rose & Co
New York
$322K – – –
PAG
37
Private Advisor Group
New Jersey
$225K +$225K +22,600 New
VKH
38
Virtu KCG Holdings
New York
$218K +$83K +8,354 +61%
MIC
39
Meridian Investment Counsel
California
$218K +$218K +21,900 New
RJFSA
40
Raymond James Financial Services Advisors
Florida
$215K -$26.9K -2,700 -11%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$196K – – –
SB
42
Suntrust Banks
Georgia
$195K – – –
IMS
43
Index Management Solutions
Pennsylvania
$166K +$120K +11,998 +257%
IAS
44
IMA Advisory Services
Colorado
$165K – – –
MWR
45
McAdams Wright Ragen
Washington
$156K +$3.98K +400 +3%
US Bancorp
46
US Bancorp
Minnesota
$142K -$7.45K -750 -5%
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$139K -$3.79K -380 -3%
SFA
48
Sequoia Financial Advisors
Ohio
$136K +$136K +13,640 New
CAN
49
Cetera Advisor Networks
California
$123K +$20.6K +2,086 +20%
Barclays
50
Barclays
United Kingdom
$112K -$255K -28,000 -69%
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