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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CIBC World Market
51
CIBC World Market
Ontario, Canada
$152K +$8.21K +701 +5%
Royal Bank of Canada
52
Royal Bank of Canada
Ontario, Canada
$118K -$3.02K -258 -2%
AIG
53
American International Group
New York
$106K -$21.7K -1,850 -16%
Creative Planning
54
Creative Planning
Kansas
$85K +$56.3K +4,806 +177%
JC
55
JBF Capital
Colorado
$70K
Envestnet Asset Management
56
Envestnet Asset Management
Illinois
$68K -$15.3K -1,310 -18%
PCM
57
Prelude Capital Management
New York
$56K
TRCT
58
Tower Research Capital (TRC)
New York
$47K +$49.4K +4,217 New
PI
59
PineBridge Investments
New York
$35K +$831 +71 +2%
AFP
60
Ausdal Financial Partners
Iowa
$29K +$30K +2,560 New
WRM
61
Westport Resources Management
Connecticut
$24K -$4.19K -358 -15%
EWM
62
Edge Wealth Management
New York
$23K
MFS
63
MSI Financial Services
Massachusetts
$23K +$23.4K +2,000 New
ST
64
Sphinx Trading
Illinois
$19K -$24.6K -2,102 -55%
Bank of America
65
Bank of America
North Carolina
$19K
FWM
66
Focused Wealth Management
New York
$8K
AP
67
Atwood & Palmer
Missouri
$7K
KM
68
Kalos Management
Georgia
$7K
KF
69
Krilogy Financial
Missouri
$1K
SIA
70
Sit Investment Associates
Minnesota
-$1.8M -150,586 Closed
NCCM
71
Nine Chapters Capital Management
New Jersey
-$410K -34,300 Closed
EGA
72
Eagle Global Advisors
Texas
-$127K -10,657 Closed
Commonwealth Equity Services
73
Commonwealth Equity Services
Massachusetts
-$122K -10,223 Closed
Walleye Trading
74
Walleye Trading
New York
-$24K -2,000 Closed
Group One Trading
75
Group One Trading
Illinois
-$20K -1,716 Closed