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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
26
AE Wealth Management
Kansas
$837K -$28.5K -2,176 -3%
CL
27
CSS LLC
Illinois
$805K
TI
28
Tidal Investments
Wisconsin
$775K +$219K +16,730 +41%
WS
29
Wedbush Securities
California
$739K +$25.8K +1,975 +4%
UBS Group
30
UBS Group
Switzerland
$729K +$77.5K +5,930 +12%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$710K +$15K +1,149 +2%
RIG
32
Roosevelt Investment Group
New York
$663K -$667 -51 -0.1%
VEA
33
Virtus ETF Advisers
New York
$656K +$67.4K +5,154 +12%
LPL Financial
34
LPL Financial
California
$591K +$115K +8,762 +25%
JP Morgan Chase
35
JP Morgan Chase
New York
$488K +$246K +18,838 +109%
JF
36
Jump Financial
Illinois
$488K +$472K +36,092 New
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$396K +$10.5K +804 +3%
CANY
38
Caxton Associates (New York)
New York
$374K +$215K +16,461 +147%
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$371K +$35.7K +2,730 +11%
OIA
40
Optimum Investment Advisors
Illinois
$335K -$12.4K -948 -4%
IAIM
41
International Assets Investment Management
Florida
$320K
TFA
42
Teamwork Financial Advisors
Texas
$283K -$37K -2,830 -12%
AWM
43
AllSquare Wealth Management
New York
$267K +$15.7K +1,200 +6%
ASN
44
Advisory Services Network
Georgia
$258K -$405 -31 -0.2%
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
$252K -$628 -48 -0.3%
GAMC
46
Garner Asset Management Corp
Texas
$237K
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$227K +$221K +16,863 New
WA
48
Wambolt & Associates
Colorado
$218K +$207K +15,843 New
RJA
49
Raymond James & Associates
Florida
$203K -$44.3K -3,390 -18%
CGA
50
Crescent Grove Advisors
Illinois
$203K +$196K +15,000 New