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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
RIG
26
Roosevelt Investment Group
New York
$627K -$281K -21,379 -30%
UBS Group
27
UBS Group
Switzerland
$614K -$64.6K -4,914 -9%
VEA
28
Virtus ETF Advisers
New York
$555K -$92.9K -7,071 -14%
TI
29
Tidal Investments
Wisconsin
$519K +$173K +13,145 +48%
LPL Financial
30
LPL Financial
California
$446K +$552 +42 +0.1%
CIM
31
Confluence Investment Management
Missouri
$415K -$432K -32,910 -50%
SCA
32
Snowden Capital Advisors
New York
$379K +$390K +29,700 New
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$364K -$14.4K -1,099 -4%
OIA
34
Optimum Investment Advisors
Illinois
$329K -$143K -10,847 -30%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$316K +$10.9K +829 +3%
VF
36
Virtu Financial
New York
$311K +$320K +24,389 New
TFA
37
Teamwork Financial Advisors
Texas
$304K +$2.25K +171 +0.7%
IAIM
38
International Assets Investment Management
Florida
$303K
ASN
39
Advisory Services Network
Georgia
$245K -$21K -1,599 -8%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$239K -$14.9K -1,133 -6%
AWM
41
AllSquare Wealth Management
New York
$238K +$35.5K +2,700 +17%
RJA
42
Raymond James & Associates
Florida
$235K +$75.5K +5,748 +45%
GAMC
43
Garner Asset Management Corp
Texas
$224K
JP Morgan Chase
44
JP Morgan Chase
New York
$221K -$50.8K -3,870 -18%
BCA
45
Biltmore Capital Advisors
New Jersey
$192K +$197K +15,000 New
DC
46
Davenport & Co
Virginia
$190K
Canada Life
47
Canada Life
Manitoba, Canada
$171K -$6.24K -475 -3%
Allspring Global Investments
48
Allspring Global Investments
North Carolina
$167K +$172K +13,100 New
Comerica Bank
49
Comerica Bank
Texas
$146K
CANY
50
Caxton Associates (New York)
New York
$143K