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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Nuveen Fund Advisors
26
Nuveen Fund Advisors
Illinois
$1.64M -$102K -7,292 -6%
Manulife (Manufacturers Life Insurance)
27
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.61M -$127K -9,121 -7%
HighTower Advisors
28
HighTower Advisors
Illinois
$1.57M +$99.7K +7,141 +7%
JP Morgan Chase
29
JP Morgan Chase
New York
$1.49M -$15.1K -1,082 -1%
CL
30
CSS LLC
Illinois
$1.35M
MCM
31
McKinley Capital Management
Alaska
$1.25M -$589K -42,183 -32%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$1.14M -$14K -1,000 -1%
TYCC
33
Texas Yale Capital Corp
Florida
$1.07M +$31.4K +2,250 +3%
SCM
34
Shelton Capital Management
Colorado
$974K +$489K +35,000 +103%
Stifel Financial
35
Stifel Financial
Missouri
$910K -$1.94K -139 -0.2%
Ameriprise
36
Ameriprise
Minnesota
$893K +$884K +63,310 New
MF
37
Magnetar Financial
Illinois
$889K +$237K +17,008 +37%
Goldman Sachs
38
Goldman Sachs
New York
$802K +$242K +17,345 +44%
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$783K +$84K +6,019 +12%
OIA
40
Optimum Investment Advisors
Illinois
$765K +$114K +8,147 +18%
Wells Fargo
41
Wells Fargo
California
$741K +$34.3K +2,456 +5%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$606K +$47.3K +3,386 +9%
YCM
43
Yakira Capital Management
Connecticut
$600K -$76.6K -5,487 -11%
OAM
44
Oxford Asset Management
United Kingdom
$538K +$268K +19,190 +101%
GC
45
Guggenheim Capital
Illinois
$492K +$487K +34,866 New
Bank of Montreal
46
Bank of Montreal
Ontario, Canada
$423K +$405K +29,000 +2,900%
BP
47
BBR Partners
New York
$370K
California Public Employees Retirement System
48
California Public Employees Retirement System
California
$361K +$30.7K +2,200 +9%
D.E. Shaw & Co
49
D.E. Shaw & Co
New York
$322K -$1.92M -137,544 -86%
GAMC
50
Garner Asset Management Corp
Texas
$320K +$316K +22,646 New