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Penumbra

279 hedge funds and large institutions have $7.94B invested in Penumbra in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 97 increasing their positions, 102 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

0.3% less ownership

Funds ownership: 81.75%81.45% (-0.3%)

3% less capital invested

Capital invested by funds: $8.15B → $7.94B (-$215M)

5% less repeat investments, than reductions

Existing positions increased: 97 | Existing positions reduced: 102

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 286279 (-7)

11% less call options, than puts

Call options by funds: $44.7M | Put options by funds: $50.4M

Holders
279
Holders Change
-7
Holders Change %
-2.45%
% of All Funds
4.88%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
29
Increased
97
Reduced
102
Closed
32
Calls
$44.7M
Puts
$50.4M
Net Calls
-$5.72M
Net Calls Change
-$18.9M
Name Holding Trade Value Shares
Change
Change in
Stake
PFO
201
Pathstone Family Office
New Jersey
$372K +$87.4K +325 +30%
TC
202
TwinBeech Capital
New York
$367K +$370K +1,376 New
LWAC
203
Laurel Wealth Advisors (California)
California
$320K
BCM
204
Bayesian Capital Management
New York
$314K -$463K -1,722 -59%
BWP
205
BSW Wealth Partners
Colorado
$313K +$44.4K +165 +16%
WAM
206
World Asset Management
Michigan
$308K -$9.95K -37 -3%
SCM
207
Silvant Capital Management
Georgia
$304K
GI
208
GS Investments
Minnesota
$296K
CI
209
Cigna Investments
Connecticut
$290K
UBS Group
210
UBS Group
Switzerland
$288K -$2.81M -10,449 -91%
Macquarie Group
211
Macquarie Group
Australia
$284K -$52.2M -194,071 -99%
PNC Financial Services Group
212
PNC Financial Services Group
Pennsylvania
$274K -$13.7K -51 -5%
OQS
213
Occudo Quantitative Strategies
Florida
$271K +$273K +1,016 New
VIA
214
Vident Investment Advisory
Georgia
$267K -$79.3K -295 -23%
SM
215
Sciencast Management
New Jersey
$262K -$269K -1,001 -50%
GCP
216
GSA Capital Partners
United Kingdom
$257K +$259K +964 New
IRF
217
IBM Retirement Fund
New York
$256K
BFM
218
Boothbay Fund Management
New York
$250K +$252K +938 New
M&T Bank
219
M&T Bank
New York
$245K +$2.42K +9 +1%
VFM
220
Vivid Financial Management
California
$241K -$109K -405 -31%
WFAG
221
Wescott Financial Advisory Group
Pennsylvania
$228K +$1.61K +6 +0.7%
6M
222
6 Meridian
Kansas
$222K +$9.95K +37 +5%
FCI
223
Financial Counselors Inc
Kansas
$213K -$13.4K -50 -6%
Wolverine Trading
224
Wolverine Trading
Illinois
$212K -$229K -853 -52%
LFAS
225
Level Four Advisory Services
Texas
$206K +$208K +774 New

PEN Hedge Fund Activity: Q3 2021 in Review

279 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2021, worth a combined $7.94B — down 2.6% from $8.15B a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PEN and 29 opened new positions — a net loss of 3 holders — while 102 trimmed existing stakes and 97 added.

The largest buyer was RTW Investments, opening a new position worth an estimated $104M. The largest seller was Generation Investment Management, exiting entirely with an estimated $127M sold.

  • 279 institutional investors held Penumbra (PEN) as of Q3 2021, down from 286 in Q2 2021.
  • Funds reported $7.94B of Penumbra stock for Q3 2021, down 2.6% quarter-over-quarter.
  • 29 funds opened new Penumbra positions in Q3 2021 and 32 closed out, a net change of -3 holders.
  • The largest Penumbra buyer in Q3 2021 was RTW Investments, an estimated $104M added.
  • The largest Penumbra seller in Q3 2021 was Generation Investment Management, an estimated $127M sold.

Based on aggregated 13F filings for Q3 2021.