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Penumbra

263 hedge funds and large institutions have $5.98B invested in Penumbra in 2020 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 103 increasing their positions, 86 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 86

4.64% more ownership

Funds ownership: 89.65%94.29% (+4.6%)

5% less capital invested

Capital invested by funds: $6.29B → $5.98B (-$304M)

4% less funds holding

Funds holding: 274263 (-11)

21% less first-time investments, than exits

New positions opened: 38 | Existing positions closed: 48

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

62% less call options, than puts

Call options by funds: $62.3M | Put options by funds: $165M

Holders
263
Holders Change
-11
Holders Change %
-4.01%
% of All Funds
4.65%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
38
Increased
103
Reduced
86
Closed
48
Calls
$62.3M
Puts
$165M
Net Calls
-$103M
Net Calls Change
-$31.2M
Name Holding Trade Value Shares
Change
Change in
Stake
WAM
201
World Asset Management
Michigan
$229K -$5.92K -27 -2%
CIBC Asset Management
202
CIBC Asset Management
Ontario, Canada
$229K
V
203
Veritable
Delaware
$226K +$283K +1,292 New
SCA
204
Spearhead Capital Advisors
Florida
$223K +$16.4K +75 +6%
Cambridge Investment Research Advisors
205
Cambridge Investment Research Advisors
Iowa
$219K +$274K +1,249 New
IRF
206
IBM Retirement Fund
New York
$215K +$35K +160 +15%
LWAC
207
Laurel Wealth Advisors (California)
California
$210K +$21.9K +100 +9%
CI
208
Cigna Investments
Connecticut
$206K +$11K +50 +4%
CAM
209
Concorde Asset Management
Michigan
$206K +$257K +1,175 New
EWA
210
Exencial Wealth Advisors
Oklahoma
$200K +$251K +1,144 New
PNC Financial Services Group
211
PNC Financial Services Group
Pennsylvania
$168K -$8.11K -37 -4%
PA
212
Parallel Advisors
California
$164K -$2.63K -12 -1%
Nisa Investment Advisors
213
Nisa Investment Advisors
Missouri
$144K +$35.5K +162 +25%
CG
214
Cutler Group
California
$138K +$173K +791 New
FHC
215
First Horizon Corporation
Tennessee
$120K
ST
216
Smithfield Trust
Pennsylvania
$111K +$13.4K +61 +11%
NIM
217
NuWave Investment Management
New Jersey
$99K -$137K -625 -53%
GAM
218
Gemmer Asset Management
California
$91K +$5.26K +24 +5%
APA
219
American Portfolios Advisors
New York
$89.1K +$6.79K +31 +6%
HPC
220
HM Payson & Co
Maine
$88K
HS
221
Horan Securities
United States
$83K +$48K +219 +86%
ECM
222
ExodusPoint Capital Management
New York
$83K +$104K +477 New
NFG
223
Next Financial Group
Texas
$77K -$7.23K -33 -7%
FF
224
FourThought Financial
Florida
$73K +$92.4K +422 New
PCG
225
Private Capital Group
Connecticut
$50K -$6.79K -31 -10%

PEN Hedge Fund Activity: Q4 2020 in Review

263 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2020, worth a combined $5.98B — down 4.8% from $6.29B a quarter earlier.

Sellers outnumbered buyers: 48 funds closed out of PEN and 38 opened new positions — a net loss of 10 holders — while 86 trimmed existing stakes and 103 added.

The largest buyer was Capital Research Global Investors, adding an estimated $367M. The largest seller was AllianceBernstein, cutting an estimated $126M.

  • 263 institutional investors held Penumbra (PEN) as of Q4 2020, down from 274 in Q3 2020.
  • Funds reported $5.98B of Penumbra stock for Q4 2020, down 4.8% quarter-over-quarter.
  • 38 funds opened new Penumbra positions in Q4 2020 and 48 closed out, a net change of -10 holders.
  • The largest Penumbra buyer in Q4 2020 was Capital Research Global Investors, an estimated $367M added.
  • The largest Penumbra seller in Q4 2020 was AllianceBernstein, an estimated $126M sold.

Based on aggregated 13F filings for Q4 2020.