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Penumbra

279 hedge funds and large institutions have $7.94B invested in Penumbra in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 97 increasing their positions, 102 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

0.3% less ownership

Funds ownership: 81.75%81.45% (-0.3%)

3% less capital invested

Capital invested by funds: $8.15B → $7.94B (-$215M)

5% less repeat investments, than reductions

Existing positions increased: 97 | Existing positions reduced: 102

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 286279 (-7)

11% less call options, than puts

Call options by funds: $44.7M | Put options by funds: $50.4M

Holders
279
Holders Change
-7
Holders Change %
-2.45%
% of All Funds
4.88%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
29
Increased
97
Reduced
102
Closed
32
Calls
$44.7M
Puts
$50.4M
Net Calls
-$5.72M
Net Calls Change
-$18.9M
Name Holding Trade Value Shares
Change
Change in
Stake
SSA
176
Schonfeld Strategic Advisors
New York
$747K +$753K +2,800 New
DTL
177
Dynamic Technology Lab
Singapore
$720K +$280K +1,040 +63%
Jane Street
178
Jane Street
New York
$705K -$5.92M -22,042 -89%
MSRPS
179
Maryland State Retirement & Pension System
Maryland
$675K
Royal Bank of Canada
180
Royal Bank of Canada
Ontario, Canada
$653K -$762K -2,836 -54%
Cambridge Investment Research Advisors
181
Cambridge Investment Research Advisors
Iowa
$648K +$9.14K +34 +1%
Citigroup
182
Citigroup
New York
$634K -$267K -993 -29%
DT
183
Diversified Trust
Tennessee
$607K +$67.2K +250 +12%
TRCT
184
Tower Research Capital (TRC)
New York
$602K -$1.77M -6,599 -75%
PAMS
185
Pictet Asset Management (Switzerland)
Switzerland
$602K +$607K +2,260 New
1CP
186
17 Capital Partners
Arizona
$597K +$4.03K +15 +0.7%
AIL
187
AGF Investments LLC
Ontario, Canada
$593K -$51.1K -190 -8%
EGM
188
Engineers Gate Manager
New York
$593K +$598K +2,226 New
QT
189
Quantbot Technologies
New York
$574K +$534K +1,986 +1,175%
PA
190
Profund Advisors
Maryland
$560K -$33.3K -124 -6%
PP
191
Paloma Partners
Connecticut
$547K -$654K -2,432 -54%
SCM
192
Shelton Capital Management
Colorado
$499K
PHK
193
Point72 Hong Kong
Hong Kong
$475K +$206K +767 +76%
Bank of Nova Scotia
194
Bank of Nova Scotia
Ontario, Canada
$474K -$35.2K -131 -7%
1C
195
1623 Capital
Virginia
$467K
CAM
196
Concorde Asset Management
Michigan
$442K
MWM
197
Mission Wealth Management
California
$440K
Canada Pension Plan Investment Board
198
Canada Pension Plan Investment Board
Ontario, Canada
$400K -$53.5K -199 -12%
YMRC
199
Yorktown Management & Research Company
Virginia
$400K
CIBC Asset Management
200
CIBC Asset Management
Ontario, Canada
$386K +$28.5K +106 +8%

PEN Hedge Fund Activity: Q3 2021 in Review

279 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2021, worth a combined $7.94B — down 2.6% from $8.15B a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PEN and 29 opened new positions — a net loss of 3 holders — while 102 trimmed existing stakes and 97 added.

The largest buyer was RTW Investments, opening a new position worth an estimated $104M. The largest seller was Generation Investment Management, exiting entirely with an estimated $127M sold.

  • 279 institutional investors held Penumbra (PEN) as of Q3 2021, down from 286 in Q2 2021.
  • Funds reported $7.94B of Penumbra stock for Q3 2021, down 2.6% quarter-over-quarter.
  • 29 funds opened new Penumbra positions in Q3 2021 and 32 closed out, a net change of -3 holders.
  • The largest Penumbra buyer in Q3 2021 was RTW Investments, an estimated $104M added.
  • The largest Penumbra seller in Q3 2021 was Generation Investment Management, an estimated $127M sold.

Based on aggregated 13F filings for Q3 2021.