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Penumbra

263 hedge funds and large institutions have $5.98B invested in Penumbra in 2020 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 103 increasing their positions, 86 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 86

4.64% more ownership

Funds ownership: 89.65%94.29% (+4.6%)

5% less capital invested

Capital invested by funds: $6.29B → $5.98B (-$304M)

4% less funds holding

Funds holding: 274263 (-11)

21% less first-time investments, than exits

New positions opened: 38 | Existing positions closed: 48

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

62% less call options, than puts

Call options by funds: $62.3M | Put options by funds: $165M

Holders
263
Holders Change
-11
Holders Change %
-4.01%
% of All Funds
4.65%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
38
Increased
103
Reduced
86
Closed
48
Calls
$62.3M
Puts
$165M
Net Calls
-$103M
Net Calls Change
-$31.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Teacher Retirement System of Texas
176
Teacher Retirement System of Texas
Texas
$540K +$257K +1,174 +61%
Mitsubishi UFJ Asset Management
177
Mitsubishi UFJ Asset Management
Japan
$530K +$207K +944 +45%
PA
178
Profund Advisors
Maryland
$527K +$21.9K +100 +3%
RG
179
Rathbones Group
United Kingdom
$525K
PAMU
180
Pictet Asset Management (UK)
United Kingdom
$508K -$43.8K -200 -6%
Wolverine Trading
181
Wolverine Trading
Illinois
$475K -$250K -1,143 -30%
BNP Paribas Financial Markets
182
BNP Paribas Financial Markets
France
$474K +$188K +856 +46%
VRS
183
Virginia Retirement Systems
Virginia
$438K -$591K -2,700 -52%
DT
184
Diversified Trust
Tennessee
$438K +$119K +545 +28%
LIA
185
LS Investment Advisors
Michigan
$425K -$53K -242 -9%
UBS Group
186
UBS Group
Switzerland
$424K -$2.37M -10,797 -82%
SM
187
Sciencast Management
New Jersey
$419K -$308K -1,406 -39%
GTCM
188
Gyon Technologies Capital Management
New Jersey
$415K +$519K +2,370 New
HSBC Holdings
189
HSBC Holdings
United Kingdom
$389K -$588K -2,683 -55%
Truist Financial
190
Truist Financial
North Carolina
$386K -$65.7K -300 -12%
SCM
191
Shelton Capital Management
Colorado
$327K
TSS
192
Two Sigma Securities
New York
$322K +$403K +1,840 New
Los Angeles Capital Management
193
Los Angeles Capital Management
California
$318K
TLP
194
Tri Locum Partners
New York
$297K +$371K +1,695 New
Macquarie Group
195
Macquarie Group
Australia
$273K
YMRC
196
Yorktown Management & Research Company
Virginia
$263K
SCM
197
Silvant Capital Management
Georgia
$261K -$278K -1,267 -46%
PAG
198
Private Advisor Group
New Jersey
$253K +$317K +1,447 New
FBT
199
First Bank & Trust
South Dakota
$237K +$5.92K +27 +2%
JF
200
Jump Financial
Illinois
$234K -$109K -499 -27%

PEN Hedge Fund Activity: Q4 2020 in Review

263 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2020, worth a combined $5.98B — down 4.8% from $6.29B a quarter earlier.

Sellers outnumbered buyers: 48 funds closed out of PEN and 38 opened new positions — a net loss of 10 holders — while 86 trimmed existing stakes and 103 added.

The largest buyer was Capital Research Global Investors, adding an estimated $367M. The largest seller was AllianceBernstein, cutting an estimated $126M.

  • 263 institutional investors held Penumbra (PEN) as of Q4 2020, down from 274 in Q3 2020.
  • Funds reported $5.98B of Penumbra stock for Q4 2020, down 4.8% quarter-over-quarter.
  • 38 funds opened new Penumbra positions in Q4 2020 and 48 closed out, a net change of -10 holders.
  • The largest Penumbra buyer in Q4 2020 was Capital Research Global Investors, an estimated $367M added.
  • The largest Penumbra seller in Q4 2020 was AllianceBernstein, an estimated $126M sold.

Based on aggregated 13F filings for Q4 2020.