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Penumbra

279 hedge funds and large institutions have $7.94B invested in Penumbra in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 97 increasing their positions, 102 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

0.3% less ownership

Funds ownership: 81.75%81.45% (-0.3%)

3% less capital invested

Capital invested by funds: $8.15B → $7.94B (-$215M)

5% less repeat investments, than reductions

Existing positions increased: 97 | Existing positions reduced: 102

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 286279 (-7)

11% less call options, than puts

Call options by funds: $44.7M | Put options by funds: $50.4M

Holders
279
Holders Change
-7
Holders Change %
-2.45%
% of All Funds
4.88%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
29
Increased
97
Reduced
102
Closed
32
Calls
$44.7M
Puts
$50.4M
Net Calls
-$5.72M
Net Calls Change
-$18.9M
Name Holding Trade Value Shares
Change
Change in
Stake
Squarepoint
151
Squarepoint
New York
$1.27M +$589K +2,193 +85%
Public Employees Retirement Association of Colorado
152
Public Employees Retirement Association of Colorado
Colorado
$1.25M
Pacer Advisors
153
Pacer Advisors
Pennsylvania
$1.24M +$15.6K +58 +1%
Russell Investments Group
154
Russell Investments Group
United Kingdom
$1.16M +$820K +3,049 +232%
State of Wisconsin Investment Board
155
State of Wisconsin Investment Board
Wisconsin
$1.13M +$53.5K +199 +5%
CCIA
156
Campbell & Co Investment Adviser
Maryland
$1.12M +$1.13M +4,200 New
Lazard Asset Management
157
Lazard Asset Management
New York
$1.11M +$36.3K +135 +3%
BBVA
158
Banco Bilbao Vizcaya Argentaria
Spain
$1.1M
CGH
159
Crossmark Global Holdings
Texas
$1.09M -$45.7K -170 -4%
Sumitomo Mitsui Trust Group
160
Sumitomo Mitsui Trust Group
Japan
$1.07M
BNP Paribas Financial Markets
161
BNP Paribas Financial Markets
France
$1.04M -$27.7K -103 -3%
Victory Capital Management
162
Victory Capital Management
Texas
$1.02M -$430K -1,601 -29%
ACM
163
AlphaCrest Capital Management
New York
$947K -$460K -1,712 -33%
Zurich Cantonal Bank
164
Zurich Cantonal Bank
Switzerland
$945K
Janus Henderson Group
165
Janus Henderson Group
United Kingdom
$932K +$939K +3,495 New
AQR Capital Management
166
AQR Capital Management
Connecticut
$922K +$15.9K +59 +2%
ESCM
167
Echo Street Capital Management
New York
$885K +$253K +943 +40%
Prudential Financial
168
Prudential Financial
New Jersey
$868K -$23.1K -86 -3%
Susquehanna International Group
169
Susquehanna International Group
Pennsylvania
$858K -$94.3K -351 -10%
ECM
170
ExodusPoint Capital Management
New York
$854K -$958K -3,563 -53%
ProShare Advisors
171
ProShare Advisors
Maryland
$848K -$163K -607 -16%
SAM
172
Securian Asset Management
Minnesota
$831K
AG
173
Algert Global
California
$806K +$813K +3,024 New
RG
174
Rathbones Group
United Kingdom
$800K
TI
175
Trexquant Investment
Connecticut
$756K +$252K +938 +49%

PEN Hedge Fund Activity: Q3 2021 in Review

279 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2021, worth a combined $7.94B — down 2.6% from $8.15B a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PEN and 29 opened new positions — a net loss of 3 holders — while 102 trimmed existing stakes and 97 added.

The largest buyer was RTW Investments, opening a new position worth an estimated $104M. The largest seller was Generation Investment Management, exiting entirely with an estimated $127M sold.

  • 279 institutional investors held Penumbra (PEN) as of Q3 2021, down from 286 in Q2 2021.
  • Funds reported $7.94B of Penumbra stock for Q3 2021, down 2.6% quarter-over-quarter.
  • 29 funds opened new Penumbra positions in Q3 2021 and 32 closed out, a net change of -3 holders.
  • The largest Penumbra buyer in Q3 2021 was RTW Investments, an estimated $104M added.
  • The largest Penumbra seller in Q3 2021 was Generation Investment Management, an estimated $127M sold.

Based on aggregated 13F filings for Q3 2021.