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Penumbra

263 hedge funds and large institutions have $5.98B invested in Penumbra in 2020 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 103 increasing their positions, 86 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 86

4.64% more ownership

Funds ownership: 89.65%94.29% (+4.6%)

5% less capital invested

Capital invested by funds: $6.29B → $5.98B (-$304M)

4% less funds holding

Funds holding: 274263 (-11)

21% less first-time investments, than exits

New positions opened: 38 | Existing positions closed: 48

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

62% less call options, than puts

Call options by funds: $62.3M | Put options by funds: $165M

Holders
263
Holders Change
-11
Holders Change %
-4.01%
% of All Funds
4.65%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
38
Increased
103
Reduced
86
Closed
48
Calls
$62.3M
Puts
$165M
Net Calls
-$103M
Net Calls Change
-$31.2M
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
151
AlphaCrest Capital Management
New York
$915K +$1.15M +5,228 New
SDIC
152
South Dakota Investment Council
South Dakota
$875K -$110K -500 -9%
Prudential Financial
153
Prudential Financial
New Jersey
$874K -$48.6K -222 -4%
Skandinaviska Enskilda Banken (SEB)
154
Skandinaviska Enskilda Banken (SEB)
Sweden
$871K +$108K +492 +11%
IMRF
155
Illinois Municipal Retirement Fund
Illinois
$869K +$510K +2,328 +88%
BBVA
156
Banco Bilbao Vizcaya Argentaria
Spain
$859K
Royal Bank of Canada
157
Royal Bank of Canada
Ontario, Canada
$852K +$590K +2,692 +124%
TI
158
Trexquant Investment
Connecticut
$828K +$286K +1,304 +38%
ACM
159
Advisors Capital Management
New Jersey
$827K +$239K +1,091 +30%
Public Employees Retirement Association of Colorado
160
Public Employees Retirement Association of Colorado
Colorado
$818K
CGH
161
Crossmark Global Holdings
Texas
$795K -$19.7K -90 -2%
Sumitomo Mitsui Trust Group
162
Sumitomo Mitsui Trust Group
Japan
$795K +$26.7K +122 +3%
PWAG
163
Polaris Wealth Advisory Group
California
$765K -$219K -1,000 -21%
Zurich Cantonal Bank
164
Zurich Cantonal Bank
Switzerland
$744K +$82.1K +375 +10%
State of Wisconsin Investment Board
165
State of Wisconsin Investment Board
Wisconsin
$743K -$37.2K -170 -4%
Lazard Asset Management
166
Lazard Asset Management
New York
$704K
YIH
167
Y-Intercept (HK)
Hong Kong
$682K +$844K +3,855 New
Pacer Advisors
168
Pacer Advisors
Pennsylvania
$650K -$942K -4,302 -54%
ASN
169
Advisory Services Network
Georgia
$627K +$784K +3,580 +71,600%
Vontobel Holding
170
Vontobel Holding
Switzerland
$610K +$764K +3,488 New
TC
171
TwinBeech Capital
New York
$596K +$746K +3,404 New
PI
172
PEAK6 Investments
Illinois
$575K +$720K +3,286 New
ProShare Advisors
173
ProShare Advisors
Maryland
$569K +$88.7K +405 +14%
SAM
174
Securian Asset Management
Minnesota
$564K
MWM
175
Mission Wealth Management
California
$551K -$10.1K -46 -1%

PEN Hedge Fund Activity: Q4 2020 in Review

263 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2020, worth a combined $5.98B — down 4.8% from $6.29B a quarter earlier.

Sellers outnumbered buyers: 48 funds closed out of PEN and 38 opened new positions — a net loss of 10 holders — while 86 trimmed existing stakes and 103 added.

The largest buyer was Capital Research Global Investors, adding an estimated $367M. The largest seller was AllianceBernstein, cutting an estimated $126M.

  • 263 institutional investors held Penumbra (PEN) as of Q4 2020, down from 274 in Q3 2020.
  • Funds reported $5.98B of Penumbra stock for Q4 2020, down 4.8% quarter-over-quarter.
  • 38 funds opened new Penumbra positions in Q4 2020 and 48 closed out, a net change of -10 holders.
  • The largest Penumbra buyer in Q4 2020 was Capital Research Global Investors, an estimated $367M added.
  • The largest Penumbra seller in Q4 2020 was AllianceBernstein, an estimated $126M sold.

Based on aggregated 13F filings for Q4 2020.