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Penumbra

171 hedge funds and large institutions have $2.98B invested in Penumbra in 2018 Q1 according to their latest regulatory filings, with 43 funds opening new positions, 49 increasing their positions, 63 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

95% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 22

82% more call options, than puts

Call options by funds: $7.75M | Put options by funds: $4.27M

28% more capital invested

Capital invested by funds: $2.33B → $2.98B (+$658M)

13% more funds holding

Funds holding: 152171 (+19)

1.73% more ownership

Funds ownership: 73.87%75.6% (+1.7%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

22% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 63

Holders
171
Holders Change
+19
Holders Change %
+12.5%
% of All Funds
3.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
43
Increased
49
Reduced
63
Closed
22
Calls
$7.75M
Puts
$4.27M
Net Calls
+$3.48M
Net Calls Change
+$6.38M
Name Holding Trade Value Shares
Change
Change in
Stake
Parallax Volatility Advisers
151
Parallax Volatility Advisers
California
$59K -$407K -3,945 -89%
Citigroup
152
Citigroup
New York
$52K -$10.3K -100 -18%
PNC Financial Services Group
153
PNC Financial Services Group
Pennsylvania
$51K -$944K -9,136 -95%
HS
154
Horan Securities
United States
$45K +$38.2K +370 New
Bank of Montreal
155
Bank of Montreal
Ontario, Canada
$29K +$25.5K +247 New
AAM
156
Advisors Asset Management
Colorado
$28K +$5.47K +53 +26%
JA
157
JOYN Advisors
Georgia
$26K +$23.1K +224 New
IA
158
IFP Advisors
Florida
$16K
EWM
159
Endurance Wealth Management
Rhode Island
$12K +$10.3K +100 New
AG
160
Advisor Group
Arizona
$8K +$103 +1 +2%
CTB
161
Country Trust Bank
Illinois
$7K +$6.4K +62 New
APP
162
Avantax Planning Partners
Iowa
$7K +$6.51K +63 New
CHP
163
Cable Hill Partners
Oregon
$6K -$8.26K -80 -62%
GAM
164
Gemmer Asset Management
California
$5K
GT
165
Glenmede Trust
Pennsylvania
$4K
RCAG
166
Rehmann Capital Advisory Group
Michigan
$4K +$3.41K +33 New
CCA
167
Catalyst Capital Advisors
New York
$3K +$2.79K +27 New
QCG
168
Quadrant Capital Group
Ohio
$3K +$3.41K +33 New
IFAM
169
Institutional & Family Asset Management
Colorado
$2K +$2.06K +20 New
TWA
170
TCI Wealth Advisors
Arizona
$1K
VFA
171
Valeo Financial Advisors
Indiana
$1K +$103 +1 +14%
PC
172
Polar Capital
United Kingdom
-$32.5M -345,385 Closed
NCGI
173
Next Century Growth Investors
Minnesota
-$4.41M -46,870 Closed
NIP
174
Nicholas Investment Partners
California
-$1.91M -20,332 Closed
EMG
175
ETF Managers Group
New Jersey
-$1.5M -16,602 Closed

PEN Hedge Fund Activity: Q1 2018 in Review

171 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q1 2018, worth a combined $2.98B — up 28% from $2.33B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PEN positions and 22 closed out — a net gain of 21 holders — while 49 added to existing stakes and 63 trimmed.

The largest buyer was Baillie Gifford & Co, adding an estimated $51.8M. The largest seller was Polar Capital, exiting entirely with an estimated $32.5M sold.

  • 171 institutional investors held Penumbra (PEN) as of Q1 2018, up from 152 in Q4 2017.
  • Funds reported $2.98B of Penumbra stock for Q1 2018, up 28% quarter-over-quarter.
  • 43 funds opened new Penumbra positions in Q1 2018 and 22 closed out, a net change of +21 holders.
  • The largest Penumbra buyer in Q1 2018 was Baillie Gifford & Co, an estimated $51.8M added.
  • The largest Penumbra seller in Q1 2018 was Polar Capital, an estimated $32.5M sold.

Based on aggregated 13F filings for Q1 2018.