Penumbra
152 hedge funds and large institutions have $2.33B invested in Penumbra in 2017 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 57 increasing their positions, 55 reducing their positions, and 10 closing their positions.
160% more first-time investments, than exits
New positions opened: 26 | Existing positions closed: 10
12% more funds holding
Funds holding: 136 → 152 (+16)
1.18% more ownership
Funds ownership: 72.69% → 73.87% (+1.2%)
5% more capital invested
Capital invested by funds: $2.22B → $2.33B (+$108M)
4% more repeat investments, than reductions
Existing positions increased: 57 | Existing positions reduced: 55
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
72% less call options, than puts
Call options by funds: $1.1M | Put options by funds: $4M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$40.8M |
| 2 |
PHS
PFM Health Sciences
San Francisco,
California
|
+$23.3M |
| 3 |
Vanguard Group
Malvern,
Pennsylvania
|
+$16.8M |
| 4 |
CS
Credit Suisse
Zurich,
Switzerland
|
+$16.4M |
| 5 |
PI
Putnam Investments
Boston,
Massachusetts
|
+$7.62M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Neuberger Berman Group
New York
|
-$23.5M |
| 2 |
Artisan Partners
Milwaukee,
Wisconsin
|
-$12.7M |
| 3 |
ORI
Oak Ridge Investments
Chicago,
Illinois
|
-$10.9M |
| 4 |
NFA
Nationwide Fund Advisors
Columbus,
Ohio
|
-$8.5M |
| 5 |
WRF
Waddell & Reed Financial
Overland Park,
Kansas
|
-$8.3M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
VFA
151
Valeo Financial Advisors
Carmel,
Indiana
| $1K | +$99 | +1 | +17% |
|
|
MPWT
152
MassMutual Private Wealth & Trust
Windsor,
Connecticut
| $753 | +$794 | +8 | New |
|
|
153
Artisan Partners
Milwaukee,
Wisconsin
| – | -$12.7M | -141,041 | Closed |
|
|
NFA
154
Nationwide Fund Advisors
Columbus,
Ohio
| – | -$8.5M | -94,098 | Closed |
|
|
FA
155
Friess Associates
Greenville,
Delaware
| – | -$7.16M | -79,310 | Closed |
|
|
SSA
156
Schonfeld Strategic Advisors
New York
| – | -$2.26M | -25,000 | Closed |
|
157
Stifel Financial
St. Louis,
Missouri
| – | -$1.22M | -13,513 | Closed |
|
|
LMIM
158
Lockheed Martin Investment Management
Bethesda,
Maryland
| – | -$686K | -7,600 | Closed |
|
|
N
159
Natixis
Paris,
France
| – | -$331K | -3,667 | Closed |
|
|
JG
160
Jefferies Group
New York
| – | -$262K | -2,900 | Closed |
|
|
CG
161
Cutler Group
San Francisco,
California
| – | -$10K | -121 | Closed |
|
162
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$4K | -39 | Closed |
|
PEN Hedge Fund Activity: Q4 2017 in Review
152 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2017, worth a combined $2.33B — up 4.9% from $2.22B a quarter earlier.
Buyers outnumbered sellers: 26 funds opened new PEN positions and 10 closed out — a net gain of 16 holders — while 57 added to existing stakes and 55 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $40.8M. The largest seller was Neuberger Berman Group, cutting an estimated $23.5M.
- 152 institutional investors held Penumbra (PEN) as of Q4 2017, up from 136 in Q3 2017.
- Funds reported $2.33B of Penumbra stock for Q4 2017, up 4.9% quarter-over-quarter.
- 26 funds opened new Penumbra positions in Q4 2017 and 10 closed out, a net change of +16 holders.
- The largest Penumbra buyer in Q4 2017 was Morgan Stanley, an estimated $40.8M added.
- The largest Penumbra seller in Q4 2017 was Neuberger Berman Group, an estimated $23.5M sold.
Based on aggregated 13F filings for Q4 2017.