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Penumbra

279 hedge funds and large institutions have $7.94B invested in Penumbra in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 97 increasing their positions, 102 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

0.3% less ownership

Funds ownership: 81.75%81.45% (-0.3%)

3% less capital invested

Capital invested by funds: $8.15B → $7.94B (-$215M)

5% less repeat investments, than reductions

Existing positions increased: 97 | Existing positions reduced: 102

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 286279 (-7)

11% less call options, than puts

Call options by funds: $44.7M | Put options by funds: $50.4M

Holders
279
Holders Change
-7
Holders Change %
-2.45%
% of All Funds
4.88%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
29
Increased
97
Reduced
102
Closed
32
Calls
$44.7M
Puts
$50.4M
Net Calls
-$5.72M
Net Calls Change
-$18.9M
Name Holding Trade Value Shares
Change
Change in
Stake
Holocene Advisors
126
Holocene Advisors
New York
$1.9M +$672K +2,501 +54%
NMERB
127
New Mexico Educational Retirement Board
New Mexico
$1.87M
Los Angeles Capital Management
128
Los Angeles Capital Management
California
$1.82M +$1.34M +5,000 +275%
QC
129
Quadrature Capital
United Kingdom
$1.76M -$3.31M -12,301 -65%
AIM
130
Artemis Investment Management
United Kingdom
$1.7M +$492K +1,830 +40%
WG
131
Winton Group
United Kingdom
$1.65M +$1.67M +6,196 New
Handelsbanken Fonder
132
Handelsbanken Fonder
Sweden
$1.64M
URS
133
Utah Retirement Systems
Utah
$1.62M -$108K -400 -6%
Envestnet Asset Management
134
Envestnet Asset Management
Illinois
$1.61M +$108K +401 +7%
HSBC Holdings
135
HSBC Holdings
United Kingdom
$1.57M +$957K +3,560 +156%
NMIMC
136
Northwestern Mutual Investment Management Company
Wisconsin
$1.51M +$7.79K +29 +0.5%
CSS
137
Cubist Systematic Strategies
Connecticut
$1.48M -$7.06M -26,259 -83%
Skandinaviska Enskilda Banken (SEB)
138
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.47M -$273K -1,017 -16%
Teacher Retirement System of Texas
139
Teacher Retirement System of Texas
Texas
$1.47M +$285K +1,061 +24%
GTCM
140
Gyon Technologies Capital Management
New Jersey
$1.47M +$1.2M +4,474 +434%
LCG
141
Lisanti Capital Growth
New York
$1.42M +$1.43M +5,310 New
SOADOR
142
State of Alaska Department of Revenue
Alaska
$1.41M +$2.42K +9 +0.2%
VRS
143
Virginia Retirement Systems
Virginia
$1.36M -$242K -900 -15%
WMSA
144
Weiss Multi-Strategy Advisers
New York
$1.33M -$563K -2,094 -30%
Janney Montgomery Scott
145
Janney Montgomery Scott
Pennsylvania
$1.33M
PWAG
146
Polaris Wealth Advisory Group
California
$1.33M +$431K +1,604 +46%
IMRF
147
Illinois Municipal Retirement Fund
Illinois
$1.32M
HF
148
HRT Financial
New York
$1.31M +$438K +1,629 +49%
D.E. Shaw & Co
149
D.E. Shaw & Co
New York
$1.29M +$1.3M +4,840 New
WWM
150
Windsor Wealth Management
Indiana
$1.28M

PEN Hedge Fund Activity: Q3 2021 in Review

279 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2021, worth a combined $7.94B — down 2.6% from $8.15B a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PEN and 29 opened new positions — a net loss of 3 holders — while 102 trimmed existing stakes and 97 added.

The largest buyer was RTW Investments, opening a new position worth an estimated $104M. The largest seller was Generation Investment Management, exiting entirely with an estimated $127M sold.

  • 279 institutional investors held Penumbra (PEN) as of Q3 2021, down from 286 in Q2 2021.
  • Funds reported $7.94B of Penumbra stock for Q3 2021, down 2.6% quarter-over-quarter.
  • 29 funds opened new Penumbra positions in Q3 2021 and 32 closed out, a net change of -3 holders.
  • The largest Penumbra buyer in Q3 2021 was RTW Investments, an estimated $104M added.
  • The largest Penumbra seller in Q3 2021 was Generation Investment Management, an estimated $127M sold.

Based on aggregated 13F filings for Q3 2021.