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Penumbra

263 hedge funds and large institutions have $5.98B invested in Penumbra in 2020 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 103 increasing their positions, 86 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 86

4.64% more ownership

Funds ownership: 89.65%94.29% (+4.6%)

5% less capital invested

Capital invested by funds: $6.29B → $5.98B (-$304M)

4% less funds holding

Funds holding: 274263 (-11)

21% less first-time investments, than exits

New positions opened: 38 | Existing positions closed: 48

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

62% less call options, than puts

Call options by funds: $62.3M | Put options by funds: $165M

Holders
263
Holders Change
-11
Holders Change %
-4.01%
% of All Funds
4.65%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
38
Increased
103
Reduced
86
Closed
48
Calls
$62.3M
Puts
$165M
Net Calls
-$103M
Net Calls Change
-$31.2M
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
126
Tower Research Capital (TRC)
New York
$1.62M -$719K -3,281 -26%
Thrivent Financial for Lutherans
127
Thrivent Financial for Lutherans
Minnesota
$1.55M -$44.5K -203 -2%
N
128
Natixis
France
$1.53M +$1.91M +8,724 New
LIM
129
Leavell Investment Management
Alabama
$1.5M
LSERS
130
Louisiana State Employees Retirement System
Louisiana
$1.47M
Carson Wealth (CWM LLC)
131
Carson Wealth (CWM LLC)
Nebraska
$1.39M
MLICM
132
Metropolitan Life Insurance Company (MetLife)
New York
$1.38M -$35K -160 -2%
Envestnet Asset Management
133
Envestnet Asset Management
Illinois
$1.29M +$7.67K +35 +0.5%
AB
134
Amalgamated Bank
New York
$1.22M +$5.04K +23 +0.3%
X
135
Xponance
Pennsylvania
$1.22M +$9.64K +44 +0.6%
URS
136
Utah Retirement Systems
Utah
$1.16M +$65.7K +300 +5%
AQR Capital Management
137
AQR Capital Management
Connecticut
$1.15M +$200K +911 +16%
Bank of Montreal
138
Bank of Montreal
Ontario, Canada
$1.15M +$106K +486 +10%
SO
139
STRS Ohio
Ohio
$1.14M +$291K +1,327 +26%
Handelsbanken Fonder
140
Handelsbanken Fonder
Sweden
$1.11M +$175K +800 +14%
Aviva
141
Aviva
United Kingdom
$1.08M -$1.09M -4,997 -45%
WG
142
Winton Group
United Kingdom
$1.08M -$1.41M -6,444 -51%
AAM
143
Advisors Asset Management
Colorado
$1.07M +$549K +2,505 +70%
WMSA
144
Weiss Multi-Strategy Advisers
New York
$1.05M +$225K +1,028 +21%
CBT
145
Capital Bank & Trust
California
$1.05M
NMERB
146
New Mexico Educational Retirement Board
New Mexico
$1.03M -$197K -900 -13%
AG
147
Aperio Group
California
$1.01M +$12K +55 +1%
SOADOR
148
State of Alaska Department of Revenue
Alaska
$960K -$53K -242 -4%
Qube Research & Technologies (QRT)
149
Qube Research & Technologies (QRT)
United Kingdom
$950K -$5.16M -23,559 -81%
US Bancorp
150
US Bancorp
Minnesota
$925K +$437K +1,993 +61%

PEN Hedge Fund Activity: Q4 2020 in Review

263 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2020, worth a combined $5.98B — down 4.8% from $6.29B a quarter earlier.

Sellers outnumbered buyers: 48 funds closed out of PEN and 38 opened new positions — a net loss of 10 holders — while 86 trimmed existing stakes and 103 added.

The largest buyer was Capital Research Global Investors, adding an estimated $367M. The largest seller was AllianceBernstein, cutting an estimated $126M.

  • 263 institutional investors held Penumbra (PEN) as of Q4 2020, down from 274 in Q3 2020.
  • Funds reported $5.98B of Penumbra stock for Q4 2020, down 4.8% quarter-over-quarter.
  • 38 funds opened new Penumbra positions in Q4 2020 and 48 closed out, a net change of -10 holders.
  • The largest Penumbra buyer in Q4 2020 was Capital Research Global Investors, an estimated $367M added.
  • The largest Penumbra seller in Q4 2020 was AllianceBernstein, an estimated $126M sold.

Based on aggregated 13F filings for Q4 2020.