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Penumbra

152 hedge funds and large institutions have $2.33B invested in Penumbra in 2017 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 57 increasing their positions, 55 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 10

12% more funds holding

Funds holding: 136152 (+16)

1.18% more ownership

Funds ownership: 72.69%73.87% (+1.2%)

5% more capital invested

Capital invested by funds: $2.22B → $2.33B (+$108M)

4% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 55

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

72% less call options, than puts

Call options by funds: $1.1M | Put options by funds: $4M

Holders
152
Holders Change
+16
Holders Change %
+11.76%
% of All Funds
3.45%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
26
Increased
57
Reduced
55
Closed
10
Calls
$1.1M
Puts
$4M
Net Calls
-$2.9M
Net Calls Change
+$821K
Name Holding Trade Value Shares
Change
Change in
Stake
AIP
126
Ameritas Investment Partners
Nebraska
$242K
AG
127
Aperio Group
California
$236K +$249K +2,506 New
Capstone Investment Advisors
128
Capstone Investment Advisors
New York
$207K +$219K +2,207 New
Public Employees Retirement Association of Colorado
129
Public Employees Retirement Association of Colorado
Colorado
$189K +$200K +2,012 New
Simplex Trading
130
Simplex Trading
Illinois
$179K +$102K +1,027 +116%
Zurich Cantonal Bank
131
Zurich Cantonal Bank
Switzerland
$159K +$52.8K +532 +46%
NIT
132
NumerixS Investment Technologies
British Columbia, Canada
$85K +$89.3K +900 New
SEI Investments
133
SEI Investments
Pennsylvania
$63K -$49.8K -502 -43%
QI
134
QS Investors
New York
$57K
II
135
Inspire Investing
Idaho
$54K +$57.2K +577 New
Citigroup
136
Citigroup
New York
$52K +$15.7K +158 +40%
TRCT
137
Tower Research Capital (TRC)
New York
$47K -$174K -1,752 -78%
Envestnet Asset Management
138
Envestnet Asset Management
Illinois
$46K +$2.78K +28 +6%
CTA
139
Carillon Tower Advisers
Florida
$34K +$35.8M +361,292 New
Royal Bank of Canada
140
Royal Bank of Canada
Ontario, Canada
$23K -$231K -2,329 -90%
AAM
141
Advisors Asset Management
Colorado
$19K +$20K +202 New
IA
142
IFP Advisors
Florida
$16K -$9.92K -100 -36%
CHP
143
Cable Hill Partners
Oregon
$11K
AG
144
Advisor Group
Arizona
$6K -$1.98K -20 -24%
GAM
145
Gemmer Asset Management
California
$4K
GT
146
Glenmede Trust
Pennsylvania
$4K
RFA
147
Reilly Financial Advisors
California
$3K
FMA
148
FNY Managed Accounts
New York
$3K +$3.47K +35 New
SPIA
149
Steward Partners Investment Advisory
New York
$2K +$2.28K +23 New
TWA
150
TCI Wealth Advisors
Arizona
$1K

PEN Hedge Fund Activity: Q4 2017 in Review

152 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2017, worth a combined $2.33B — up 4.9% from $2.22B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new PEN positions and 10 closed out — a net gain of 16 holders — while 57 added to existing stakes and 55 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $40.8M. The largest seller was Neuberger Berman Group, cutting an estimated $23.5M.

  • 152 institutional investors held Penumbra (PEN) as of Q4 2017, up from 136 in Q3 2017.
  • Funds reported $2.33B of Penumbra stock for Q4 2017, up 4.9% quarter-over-quarter.
  • 26 funds opened new Penumbra positions in Q4 2017 and 10 closed out, a net change of +16 holders.
  • The largest Penumbra buyer in Q4 2017 was Morgan Stanley, an estimated $40.8M added.
  • The largest Penumbra seller in Q4 2017 was Neuberger Berman Group, an estimated $23.5M sold.

Based on aggregated 13F filings for Q4 2017.