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Penumbra

279 hedge funds and large institutions have $7.94B invested in Penumbra in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 97 increasing their positions, 102 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

0.3% less ownership

Funds ownership: 81.75%81.45% (-0.3%)

3% less capital invested

Capital invested by funds: $8.15B → $7.94B (-$215M)

5% less repeat investments, than reductions

Existing positions increased: 97 | Existing positions reduced: 102

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 286279 (-7)

11% less call options, than puts

Call options by funds: $44.7M | Put options by funds: $50.4M

Holders
279
Holders Change
-7
Holders Change %
-2.45%
% of All Funds
4.88%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
29
Increased
97
Reduced
102
Closed
32
Calls
$44.7M
Puts
$50.4M
Net Calls
-$5.72M
Net Calls Change
-$18.9M
Name Holding Trade Value Shares
Change
Change in
Stake
Mitsubishi UFJ Asset Management
101
Mitsubishi UFJ Asset Management
Japan
$3.71M -$734K -2,732 -16%
Osaic Holdings
102
Osaic Holdings
Arizona
$3.7M -$43.3K -161 -1%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
103
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$3.46M -$744K -2,768 -18%
SAM
104
Shell Asset Management
Netherlands
$3.41M +$2.82M +10,473 +450%
OPERF
105
Oregon Public Employees Retirement Fund
Oregon
$3.06M -$1.88K -7 -0.1%
COPPSERS
106
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$3.03M +$15.3K +57 +0.5%
Voloridge Investment Management
107
Voloridge Investment Management
Florida
$3M +$2.66M +9,912 +744%
TA
108
Tiedemann Advisors
New York
$2.99M
William Blair & Company
109
William Blair & Company
Illinois
$2.69M +$57.3K +213 +2%
ASRS
110
Arizona State Retirement System
Arizona
$2.52M +$7.79K +29 +0.3%
AIP
111
Ameritas Investment Partners
Nebraska
$2.44M
Thrivent Financial for Lutherans
112
Thrivent Financial for Lutherans
Minnesota
$2.4M -$5.11K -19 -0.2%
LIM
113
Leavell Investment Management
Alabama
$2.36M +$80.6K +300 +4%
LSERS
114
Louisiana State Employees Retirement System
Louisiana
$2.35M
SG Americas Securities
115
SG Americas Securities
New York
$2.34M +$381K +1,418 +19%
SOMRS
116
State of Michigan Retirement System
Michigan
$2.31M +$26.9K +100 +1%
RJA
117
Raymond James & Associates
Florida
$2.26M +$29K +108 +1%
GC
118
Guggenheim Capital
Illinois
$2.24M -$40K -149 -2%
PP
119
Peconic Partners
New York
$2.24M +$2.26M +8,400 New
MLICM
120
Metropolitan Life Insurance Company (MetLife)
New York
$2.09M -$51.1K -190 -2%
Renaissance Technologies
121
Renaissance Technologies
New York
$2.05M -$8.9M -33,100 -81%
JF
122
Jump Financial
Illinois
$2.04M -$389K -1,447 -16%
AAM
123
Advisors Asset Management
Colorado
$1.98M -$395K -1,469 -17%
X
124
Xponance
Pennsylvania
$1.96M -$9.41K -35 -0.5%
PIM
125
Perpetual Investment Management
Australia
$1.94M +$153K +568 +8%

PEN Hedge Fund Activity: Q3 2021 in Review

279 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2021, worth a combined $7.94B — down 2.6% from $8.15B a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PEN and 29 opened new positions — a net loss of 3 holders — while 102 trimmed existing stakes and 97 added.

The largest buyer was RTW Investments, opening a new position worth an estimated $104M. The largest seller was Generation Investment Management, exiting entirely with an estimated $127M sold.

  • 279 institutional investors held Penumbra (PEN) as of Q3 2021, down from 286 in Q2 2021.
  • Funds reported $7.94B of Penumbra stock for Q3 2021, down 2.6% quarter-over-quarter.
  • 29 funds opened new Penumbra positions in Q3 2021 and 32 closed out, a net change of -3 holders.
  • The largest Penumbra buyer in Q3 2021 was RTW Investments, an estimated $104M added.
  • The largest Penumbra seller in Q3 2021 was Generation Investment Management, an estimated $127M sold.

Based on aggregated 13F filings for Q3 2021.