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Penumbra

263 hedge funds and large institutions have $5.98B invested in Penumbra in 2020 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 103 increasing their positions, 86 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 86

4.64% more ownership

Funds ownership: 89.65%94.29% (+4.6%)

5% less capital invested

Capital invested by funds: $6.29B → $5.98B (-$304M)

4% less funds holding

Funds holding: 274263 (-11)

21% less first-time investments, than exits

New positions opened: 38 | Existing positions closed: 48

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

62% less call options, than puts

Call options by funds: $62.3M | Put options by funds: $165M

Holders
263
Holders Change
-11
Holders Change %
-4.01%
% of All Funds
4.65%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
38
Increased
103
Reduced
86
Closed
48
Calls
$62.3M
Puts
$165M
Net Calls
-$103M
Net Calls Change
-$31.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Connor, Clark & Lunn Investment Management (CC&L)
101
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$2.62M +$3.28M +14,986 New
VOYA Investment Management
102
VOYA Investment Management
Georgia
$2.53M +$468K +2,137 +17%
Canada Life
103
Canada Life
Manitoba, Canada
$2.48M -$394K -1,800 -11%
Janus Henderson Group
104
Janus Henderson Group
United Kingdom
$2.47M +$1.07M +4,882 +53%
Squarepoint
105
Squarepoint
New York
$2.35M +$2.94M +13,441 New
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
106
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$2.27M
WWM
107
Windsor Wealth Management
Indiana
$2.27M -$116K -530 -4%
William Blair & Company
108
William Blair & Company
Illinois
$2.17M +$241K +1,101 +10%
SOMRS
109
State of Michigan Retirement System
Michigan
$2.16M +$21.9K +100 +0.8%
Treasurer of the State of North Carolina
110
Treasurer of the State of North Carolina
North Carolina
$2.12M +$6.57K +30 +0.2%
CSS
111
Cubist Systematic Strategies
Connecticut
$2.04M -$8.09M -36,907 -76%
NMIMC
112
Northwestern Mutual Investment Management Company
Wisconsin
$2.03M +$23.4K +107 +0.9%
EGM
113
Engineers Gate Manager
New York
$2M +$2.5M +11,419 New
COPPSERS
114
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$1.97M +$113K +515 +5%
TA
115
Tiedemann Advisors
New York
$1.97M +$1.31K +6 +0.1%
OPERF
116
Oregon Public Employees Retirement Fund
Oregon
$1.95M -$28.9K -132 -1%
Citigroup
117
Citigroup
New York
$1.93M +$1.79M +8,190 +286%
SG Americas Securities
118
SG Americas Securities
New York
$1.83M +$2.17M +9,883 +1,704%
ETC
119
Exchange Traded Concepts
Oklahoma
$1.77M +$1.14M +5,207 +106%
Russell Investments Group
120
Russell Investments Group
United Kingdom
$1.75M -$60K -274 -3%
E
121
Ergoteles
New York
$1.75M +$2.19M +10,004 New
ASRS
122
Arizona State Retirement System
Arizona
$1.74M -$70.3K -321 -3%
GC
123
Guggenheim Capital
Illinois
$1.71M -$254K -1,160 -11%
Deutsche Bank
124
Deutsche Bank
Germany
$1.68M +$286K +1,305 +16%
AIP
125
Ameritas Investment Partners
Nebraska
$1.63M -$50.8K -232 -2%

PEN Hedge Fund Activity: Q4 2020 in Review

263 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2020, worth a combined $5.98B — down 4.8% from $6.29B a quarter earlier.

Sellers outnumbered buyers: 48 funds closed out of PEN and 38 opened new positions — a net loss of 10 holders — while 86 trimmed existing stakes and 103 added.

The largest buyer was Capital Research Global Investors, adding an estimated $367M. The largest seller was AllianceBernstein, cutting an estimated $126M.

  • 263 institutional investors held Penumbra (PEN) as of Q4 2020, down from 274 in Q3 2020.
  • Funds reported $5.98B of Penumbra stock for Q4 2020, down 4.8% quarter-over-quarter.
  • 38 funds opened new Penumbra positions in Q4 2020 and 48 closed out, a net change of -10 holders.
  • The largest Penumbra buyer in Q4 2020 was Capital Research Global Investors, an estimated $367M added.
  • The largest Penumbra seller in Q4 2020 was AllianceBernstein, an estimated $126M sold.

Based on aggregated 13F filings for Q4 2020.