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Penumbra

263 hedge funds and large institutions have $5.98B invested in Penumbra in 2020 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 103 increasing their positions, 86 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 86

4.64% more ownership

Funds ownership: 89.65%94.29% (+4.6%)

5% less capital invested

Capital invested by funds: $6.29B → $5.98B (-$304M)

4% less funds holding

Funds holding: 274263 (-11)

21% less first-time investments, than exits

New positions opened: 38 | Existing positions closed: 48

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

62% less call options, than puts

Call options by funds: $62.3M | Put options by funds: $165M

Holders
263
Holders Change
-11
Holders Change %
-4.01%
% of All Funds
4.65%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
38
Increased
103
Reduced
86
Closed
48
Calls
$62.3M
Puts
$165M
Net Calls
-$103M
Net Calls Change
-$31.2M
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
76
Parametric Portfolio Associates
Washington
$5.45M +$108K +493 +2%
New York State Teachers Retirement System (NYSTRS)
77
New York State Teachers Retirement System (NYSTRS)
New York
$5.37M +$197K +900 +3%
CS
78
Credit Suisse
Switzerland
$5.34M -$1.32M -6,016 -16%
ORI
79
Oak Ridge Investments
Illinois
$5.3M -$2.1M -9,575 -24%
Ensign Peak Advisors
80
Ensign Peak Advisors
Utah
$5.3M -$351K -1,600 -5%
JG
81
Jefferies Group
New York
$5.25M +$6.57M +30,000 New
PP
82
PDT Partners
New York
$5.18M -$789K -3,603 -11%
Comerica Bank
83
Comerica Bank
Texas
$4.85M -$92.4K -422 -2%
Canada Pension Plan Investment Board
84
Canada Pension Plan Investment Board
Ontario, Canada
$4.81M +$6.03M +27,510 New
TPSF
85
Texas Permanent School Fund
Texas
$4.75M -$1.19M -5,446 -17%
EN1L
86
Engine No 1 LLC
California
$4.62M +$5.78M +26,400 New
AAMU
87
AEGON Asset Management (UK)
United Kingdom
$4.51M -$1.43M -6,539 -20%
MFAM
88
Motley Fool Asset Management
Virginia
$4.27M +$966K +4,410 +22%
State of Tennessee, Department of Treasury
89
State of Tennessee, Department of Treasury
Tennessee
$4.16M +$4.62M +21,073 +789%
State of New Jersey Common Pension Fund D
90
State of New Jersey Common Pension Fund D
New Jersey
$4.05M -$233K -1,062 -4%
Group One Trading
91
Group One Trading
Illinois
$4.05M +$5.07M +23,145 New
Victory Capital Management
92
Victory Capital Management
Texas
$4.03M -$15.5M -70,598 -75%
CB
93
Commerce Bank
Missouri
$3.74M +$106K +486 +2%
BA
94
Bridgewater Associates
Connecticut
$3.69M +$2.77M +12,637 +150%
WCM Investment Management
95
WCM Investment Management
California
$3.44M -$2.93M -13,357 -40%
MIM
96
MetLife Investment Management
New Jersey
$3.23M -$164K -747 -4%
MSA
97
Mason Street Advisors
Wisconsin
$3.16M +$13.8K +63 +0.4%
Ohio Public Employees Retirement System (OPERS)
98
Ohio Public Employees Retirement System (OPERS)
Ohio
$2.92M +$699K +3,192 +24%
Marshall Wace
99
Marshall Wace
United Kingdom
$2.87M +$2.97M +13,578 +481%
Osaic Holdings
100
Osaic Holdings
Arizona
$2.68M +$536K +2,449 +19%

PEN Hedge Fund Activity: Q4 2020 in Review

263 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2020, worth a combined $5.98B — down 4.8% from $6.29B a quarter earlier.

Sellers outnumbered buyers: 48 funds closed out of PEN and 38 opened new positions — a net loss of 10 holders — while 86 trimmed existing stakes and 103 added.

The largest buyer was Capital Research Global Investors, adding an estimated $367M. The largest seller was AllianceBernstein, cutting an estimated $126M.

  • 263 institutional investors held Penumbra (PEN) as of Q4 2020, down from 274 in Q3 2020.
  • Funds reported $5.98B of Penumbra stock for Q4 2020, down 4.8% quarter-over-quarter.
  • 38 funds opened new Penumbra positions in Q4 2020 and 48 closed out, a net change of -10 holders.
  • The largest Penumbra buyer in Q4 2020 was Capital Research Global Investors, an estimated $367M added.
  • The largest Penumbra seller in Q4 2020 was AllianceBernstein, an estimated $126M sold.

Based on aggregated 13F filings for Q4 2020.