We are live on ! Find out more
PEN icon

Penumbra

278 hedge funds and large institutions have $8.71B invested in Penumbra in 2021 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 111 increasing their positions, 78 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 111 | Existing positions reduced: 78

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

25% more call options, than puts

Call options by funds: $27.5M | Put options by funds: $22M

10% more capital invested

Capital invested by funds: $7.94B → $8.71B (+$770M)

2% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 41

0.12% less ownership

Funds ownership: 81.45%81.33% (-0.12%)

0% less funds holding

Funds holding: 279278 (-1)

Holders
278
Holders Change
-1
Holders Change %
-0.36%
% of All Funds
4.28%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
42
Increased
111
Reduced
78
Closed
41
Calls
$27.5M
Puts
$22M
Net Calls
+$5.49M
Net Calls Change
+$11.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Point72 Asset Management
26
Point72 Asset Management
Connecticut
$45.7M -$16.9M -63,902 -29%
N
27
Nuveen
North Carolina
$45.7M +$1.87M +7,089 +5%
RSCM
28
Rock Springs Capital Management
Maryland
$42.7M +$264K +1,000 +0.7%
Neuberger Berman Group
29
Neuberger Berman Group
New York
$41.7M +$793 +3 +0%
Balyasny Asset Management
30
Balyasny Asset Management
Illinois
$36.5M +$3.12M +11,797 +10%
Principal Financial Group
31
Principal Financial Group
Iowa
$34.7M -$1.66M -6,268 -5%
Mitsubishi UFJ Trust & Banking
32
Mitsubishi UFJ Trust & Banking
Japan
$31.9M -$2.81M -10,610 -9%
Goldman Sachs
33
Goldman Sachs
New York
$30.9M -$43.1M -163,198 -60%
Federated Hermes
34
Federated Hermes
Pennsylvania
$30.5M +$185K +701 +0.7%
LNWWM
35
Laird Norton Wetherby Wealth Management
California
$29.1M -$2.12K -8 -0%
AllianceBernstein
36
AllianceBernstein
Tennessee
$27.3M +$3.12M +11,785 +14%
Morgan Stanley
37
Morgan Stanley
New York
$26.5M -$8.72M -32,995 -26%
RhumbLine Advisers
38
RhumbLine Advisers
Massachusetts
$25.9M +$566K +2,142 +2%
CAM
39
Carret Asset Management
New York
$25.4M -$4.64M -17,551 -17%
Dimensional Fund Advisors
40
Dimensional Fund Advisors
Texas
$25.3M +$586K +2,216 +3%
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$22M -$294K -1,112 -1%
Swiss National Bank
42
Swiss National Bank
Switzerland
$22M -$26.4K -100 -0.1%
JP Morgan Chase
43
JP Morgan Chase
New York
$21.2M +$1.9M +7,179 +11%
WP
44
Woodline Partners
California
$20.9M +$11.3M +42,638 +142%
California Public Employees Retirement System
45
California Public Employees Retirement System
California
$20.7M +$894K +3,383 +5%
Amundi
46
Amundi
France
$19.9M -$1.04M -3,917 -5%
EOJOAM
47
E. Ohman J:or Asset Management
Sweden
$19.5M +$17.9M +67,750 New
Axa
48
Axa
France
$19.3M -$2.73M -10,320 -13%
ACM
49
Azimuth Capital Management
Michigan
$19M -$326K -1,234 -2%
Bank of America
50
Bank of America
North Carolina
$18.9M +$792K +2,996 +5%

PEN Hedge Fund Activity: Q4 2021 in Review

278 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2021, worth a combined $8.71B — up 9.7% from $7.94B a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new PEN positions and 41 closed out — a net gain of 1 holder — while 111 added to existing stakes and 78 trimmed.

The largest buyer was William Blair Investment Management, adding an estimated $111M. The largest seller was Goldman Sachs, cutting an estimated $43.1M.

  • 278 institutional investors held Penumbra (PEN) as of Q4 2021, down from 279 in Q3 2021.
  • Funds reported $8.71B of Penumbra stock for Q4 2021, up 9.7% quarter-over-quarter.
  • 42 funds opened new Penumbra positions in Q4 2021 and 41 closed out, a net change of +1 holder.
  • The largest Penumbra buyer in Q4 2021 was William Blair Investment Management, an estimated $111M added.
  • The largest Penumbra seller in Q4 2021 was Goldman Sachs, an estimated $43.1M sold.

Based on aggregated 13F filings for Q4 2021.