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Penumbra

272 hedge funds and large institutions have $8.39B invested in Penumbra in 2021 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 65 increasing their positions, 120 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more capital invested

Capital invested by funds: $5.98B → $8.39B (+$2.4B)

23% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 43

3% more funds holding

Funds holding: 263272 (+9)

10% more call options, than puts

Call options by funds: $82M | Put options by funds: $74.8M

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

9.08% less ownership

Funds ownership: 94.29%85.21% (-9.1%)

46% less repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 120

Holders
272
Holders Change
+9
Holders Change %
+3.42%
% of All Funds
4.78%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
53
Increased
65
Reduced
120
Closed
43
Calls
$82M
Puts
$74.8M
Net Calls
+$7.12M
Net Calls Change
+$110M
Name Holding Trade Value Shares
Change
Change in
Stake
Charles Schwab
26
Charles Schwab
California
$45.6M -$9.27M -35,894 -18%
EVM
27
Eaton Vance Management
Massachusetts
$44.3M +$68.4K +265 +0.2%
RSCM
28
Rock Springs Capital Management
Maryland
$39.9M -$2.97M -11,500 -7%
N
29
Nuveen
North Carolina
$39.4M -$1.24M -4,801 -3%
Millennium Management
30
Millennium Management
New York
$39M -$13.2M -51,214 -26%
Adage Capital Partners
31
Adage Capital Partners
Massachusetts
$37.2M +$35.5M +137,500 New
Mitsubishi UFJ Trust & Banking
32
Mitsubishi UFJ Trust & Banking
Japan
$35.7M -$207K -800 -0.6%
Principal Financial Group
33
Principal Financial Group
Iowa
$34.1M +$4.25M +16,470 +15%
CAM
34
Carret Asset Management
New York
$28.7M -$3.36M -13,000 -11%
Federated Hermes
35
Federated Hermes
Pennsylvania
$28.6M +$16.8K +65 +0.1%
AllianceBernstein
36
AllianceBernstein
Tennessee
$26.1M -$101K -390 -0.4%
RhumbLine Advisers
37
RhumbLine Advisers
Massachusetts
$24.3M -$208K -805 -0.9%
AAMU
38
Amundi Asset Management US
Massachusetts
$23.8M -$3.97M -15,366 -15%
Dimensional Fund Advisors
39
Dimensional Fund Advisors
Texas
$22.4M +$777K +3,010 +4%
Marshall Wace
40
Marshall Wace
United Kingdom
$21.4M +$16.2M +62,795 +383%
Swiss National Bank
41
Swiss National Bank
Switzerland
$21.3M +$310K +1,200 +2%
New York State Common Retirement Fund
42
New York State Common Retirement Fund
New York
$20.6M -$4.01M -15,546 -17%
PHS
43
PFM Health Sciences
California
$20.1M -$32.4M -125,343 -63%
California Public Employees Retirement System
44
California Public Employees Retirement System
California
$19.1M -$898K -3,477 -5%
Bank of America
45
Bank of America
North Carolina
$18.3M -$1.01M -3,929 -6%
Legal & General Group
46
Legal & General Group
United Kingdom
$17.7M +$1.74M +6,736 +11%
California State Teachers Retirement System (CalSTRS)
47
California State Teachers Retirement System (CalSTRS)
California
$16.9M -$88.5K -343 -0.5%
JP Morgan Chase
48
JP Morgan Chase
New York
$16M -$408K -1,580 -3%
Goldman Sachs
49
Goldman Sachs
New York
$15.4M -$38.3M -148,309 -72%
TD Asset Management
50
TD Asset Management
Ontario, Canada
$14.5M +$1.07M +4,133 +8%

PEN Hedge Fund Activity: Q1 2021 in Review

272 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q1 2021, worth a combined $8.39B — up 40% from $5.98B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new PEN positions and 43 closed out — a net gain of 10 holders — while 65 added to existing stakes and 120 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $39.5M. The largest seller was Wellington Management Group, cutting an estimated $166M.

  • 272 institutional investors held Penumbra (PEN) as of Q1 2021, up from 263 in Q4 2020.
  • Funds reported $8.39B of Penumbra stock for Q1 2021, up 40% quarter-over-quarter.
  • 53 funds opened new Penumbra positions in Q1 2021 and 43 closed out, a net change of +10 holders.
  • The largest Penumbra buyer in Q1 2021 was Morgan Stanley, an estimated $39.5M added.
  • The largest Penumbra seller in Q1 2021 was Wellington Management Group, an estimated $166M sold.

Based on aggregated 13F filings for Q1 2021.