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Penumbra

263 hedge funds and large institutions have $5.98B invested in Penumbra in 2020 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 103 increasing their positions, 86 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 86

4.64% more ownership

Funds ownership: 89.65%94.29% (+4.6%)

5% less capital invested

Capital invested by funds: $6.29B → $5.98B (-$304M)

4% less funds holding

Funds holding: 274263 (-11)

21% less first-time investments, than exits

New positions opened: 38 | Existing positions closed: 48

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

62% less call options, than puts

Call options by funds: $62.3M | Put options by funds: $165M

Holders
263
Holders Change
-11
Holders Change %
-4.01%
% of All Funds
4.65%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
38
Increased
103
Reduced
86
Closed
48
Calls
$62.3M
Puts
$165M
Net Calls
-$103M
Net Calls Change
-$31.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$35.9M -$7.95M -36,300 -15%
Charles Schwab
27
Charles Schwab
California
$35.8M +$3.15M +14,362 +8%
PHS
28
PFM Health Sciences
California
$34.9M -$8.7M -39,703 -17%
Millennium Management
29
Millennium Management
New York
$34.2M +$35.7M +163,045 +504%
EVM
30
Eaton Vance Management
Massachusetts
$28.6M +$3.94K +18 +0%
RSCM
31
Rock Springs Capital Management
Maryland
$27.8M
N
32
Nuveen
North Carolina
$26.4M +$9.81M +44,774 +42%
BG
33
Bellevue Group
Switzerland
$25.8M +$5.76M +26,301 +22%
Mitsubishi UFJ Trust & Banking
34
Mitsubishi UFJ Trust & Banking
Japan
$23.2M -$2.08M -9,500 -7%
CAM
35
Carret Asset Management
New York
$20.8M -$2.19M -10,000 -8%
RI
36
RTW Investments
New York
$20.7M +$25.9M +118,273 New
Principal Financial Group
37
Principal Financial Group
Iowa
$19.2M +$1.82M +8,294 +8%
LNWWM
38
Laird Norton Wetherby Wealth Management
California
$18.6M +$17.9M +81,518 +326%
Federated Hermes
39
Federated Hermes
Pennsylvania
$18.5M -$22.1M -100,670 -49%
AAMU
40
Amundi Asset Management US
Massachusetts
$18.1M -$754K -3,440 -3%
Neuberger Berman Group
41
Neuberger Berman Group
New York
$17.4M -$2.61M -11,900 -11%
AllianceBernstein
42
AllianceBernstein
Tennessee
$17M -$126M -575,522 -86%
New York State Common Retirement Fund
43
New York State Common Retirement Fund
New York
$16M -$4.24M -19,354 -17%
RhumbLine Advisers
44
RhumbLine Advisers
Massachusetts
$15.9M -$827K -3,776 -4%
Voloridge Investment Management
45
Voloridge Investment Management
Florida
$15.7M +$17.3M +79,147 +753%
EOJOAM
46
E. Ohman J:or Asset Management
Sweden
$15.6M +$19.6M +89,400 New
Dimensional Fund Advisors
47
Dimensional Fund Advisors
Texas
$14M +$493K +2,249 +3%
Swiss National Bank
48
Swiss National Bank
Switzerland
$13.6M +$110K +500 +0.6%
California Public Employees Retirement System
49
California Public Employees Retirement System
California
$13M +$1.12M +5,111 +7%
Bank of America
50
Bank of America
North Carolina
$12.5M -$4.21M -19,204 -21%

PEN Hedge Fund Activity: Q4 2020 in Review

263 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2020, worth a combined $5.98B — down 4.8% from $6.29B a quarter earlier.

Sellers outnumbered buyers: 48 funds closed out of PEN and 38 opened new positions — a net loss of 10 holders — while 86 trimmed existing stakes and 103 added.

The largest buyer was Capital Research Global Investors, adding an estimated $367M. The largest seller was AllianceBernstein, cutting an estimated $126M.

  • 263 institutional investors held Penumbra (PEN) as of Q4 2020, down from 274 in Q3 2020.
  • Funds reported $5.98B of Penumbra stock for Q4 2020, down 4.8% quarter-over-quarter.
  • 38 funds opened new Penumbra positions in Q4 2020 and 48 closed out, a net change of -10 holders.
  • The largest Penumbra buyer in Q4 2020 was Capital Research Global Investors, an estimated $367M added.
  • The largest Penumbra seller in Q4 2020 was AllianceBernstein, an estimated $126M sold.

Based on aggregated 13F filings for Q4 2020.