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Penumbra

274 hedge funds and large institutions have $6.29B invested in Penumbra in 2020 Q3 according to their latest regulatory filings, with 51 funds opening new positions, 96 increasing their positions, 89 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

65% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 31

14% more capital invested

Capital invested by funds: $5.51B → $6.29B (+$778M)

7% more funds holding

Funds holding: 255274 (+19)

4.07% more ownership

Funds ownership: 85.58%89.65% (+4.1%)

8% more repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 89

78% less call options, than puts

Call options by funds: $20.2M | Put options by funds: $92.1M

Holders
274
Holders Change
+19
Holders Change %
+7.45%
% of All Funds
5.53%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
51
Increased
96
Reduced
89
Closed
31
Calls
$20.2M
Puts
$92.1M
Net Calls
-$71.9M
Net Calls Change
-$72.9M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$46.9M -$12.8M -60,693 -20%
PHS
27
PFM Health Sciences
California
$46.5M +$26.9M +128,095 +115%
Federated Hermes
28
Federated Hermes
Pennsylvania
$40.1M -$105K -497 -0.2%
WRF
29
Waddell & Reed Financial
Kansas
$37.3M -$14.2M -67,290 -26%
Lord, Abbett & Co
30
Lord, Abbett & Co
New Jersey
$37.1M +$1.7M +8,099 +4%
Charles Schwab
31
Charles Schwab
California
$36.9M -$15.3M -72,590 -28%
American Century Companies
32
American Century Companies
Missouri
$32.5M +$12.1M +57,341 +52%
EVM
33
Eaton Vance Management
Massachusetts
$31.8M
RSCM
34
Rock Springs Capital Management
Maryland
$30.9M -$10.1M -48,000 -23%
EAM
35
Eagle Asset Management
Florida
$30.6M -$3.4M -16,152 -9%
CTA
36
Carillon Tower Advisers
Florida
$28.8M -$3.26M -15,511 -9%
Mitsubishi UFJ Trust & Banking
37
Mitsubishi UFJ Trust & Banking
Japan
$27.7M -$1.51M -7,200 -5%
CAM
38
Carret Asset Management
New York
$25.1M -$2.31M -11,000 -8%
BG
39
Bellevue Group
Switzerland
$23.6M +$4.85M +23,042 +23%
JP Morgan Chase
40
JP Morgan Chase
New York
$23.1M +$12.2M +57,800 +94%
Neuberger Berman Group
41
Neuberger Berman Group
New York
$21.7M
New York State Common Retirement Fund
42
New York State Common Retirement Fund
New York
$21.6M -$496K -2,360 -2%
AAMU
43
Amundi Asset Management US
Massachusetts
$20.8M -$322K -1,531 -1%
N
44
Nuveen
North Carolina
$20.6M +$457K +2,172 +2%
Principal Financial Group
45
Principal Financial Group
Iowa
$19.7M -$750K -3,564 -3%
Adage Capital Partners
46
Adage Capital Partners
Massachusetts
$18.5M +$20M +95,000 New
RhumbLine Advisers
47
RhumbLine Advisers
Massachusetts
$18.4M -$493K -2,346 -2%
Victory Capital Management
48
Victory Capital Management
Texas
$18.2M +$16M +76,069 +433%
Bank of America
49
Bank of America
North Carolina
$17.6M +$1.3M +6,201 +7%
Barclays
50
Barclays
United Kingdom
$16M +$8.74M +41,553 +102%

PEN Hedge Fund Activity: Q3 2020 in Review

274 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2020, worth a combined $6.29B — up 14% from $5.51B a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new PEN positions and 31 closed out — a net gain of 20 holders — while 96 added to existing stakes and 89 trimmed.

The largest buyer was Capital Research Global Investors, opening a new position worth an estimated $331M. The largest seller was Citadel Advisors, cutting an estimated $24.7M.

  • 274 institutional investors held Penumbra (PEN) as of Q3 2020, up from 255 in Q2 2020.
  • Funds reported $6.29B of Penumbra stock for Q3 2020, up 14% quarter-over-quarter.
  • 51 funds opened new Penumbra positions in Q3 2020 and 31 closed out, a net change of +20 holders.
  • The largest Penumbra buyer in Q3 2020 was Capital Research Global Investors, an estimated $331M added.
  • The largest Penumbra seller in Q3 2020 was Citadel Advisors, an estimated $24.7M sold.

Based on aggregated 13F filings for Q3 2020.