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Penumbra

222 hedge funds and large institutions have $4.52B invested in Penumbra in 2019 Q3 according to their latest regulatory filings, with 51 funds opening new positions, 88 increasing their positions, 55 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

60% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 55

38% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 37

19% more call options, than puts

Call options by funds: $41.3M | Put options by funds: $34.6M

9.92% more ownership

Funds ownership: 86.75%96.67% (+9.9%)

7% more funds holding

Funds holding: 208222 (+14)

6% less capital invested

Capital invested by funds: $4.82B → $4.52B (-$298M)

Holders
222
Holders Change
+14
Holders Change %
+6.73%
% of All Funds
4.87%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.09%
New
51
Increased
88
Reduced
55
Closed
37
Calls
$41.3M
Puts
$34.6M
Net Calls
+$6.71M
Net Calls Change
+$11.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Capital World Investors
26
Capital World Investors
California
$35.7M
Northern Trust
27
Northern Trust
Illinois
$35.5M +$13.5M +86,981 +49%
Charles Schwab
28
Charles Schwab
California
$33.8M +$11.3M +72,778 +41%
CIP
29
Champlain Investment Partners
Vermont
$33M +$8.82M +57,045 +30%
AAM
30
Ardevora Asset Management
United Kingdom
$32.6M +$2.65M +17,100 +8%
RSCM
31
Rock Springs Capital Management
Maryland
$32.6M +$541K +3,500 +1%
Federated Hermes
32
Federated Hermes
Pennsylvania
$32.2M +$1.47M +9,517 +4%
Loomis, Sayles & Company
33
Loomis, Sayles & Company
Massachusetts
$30.6M +$5M +32,295 +17%
EAM
34
Eagle Asset Management
Florida
$30.2M +$47.2K +305 +0.1%
CTA
35
Carillon Tower Advisers
Florida
$26.9M
CAM
36
Carret Asset Management
New York
$22.7M
Goldman Sachs
37
Goldman Sachs
New York
$22.2M +$3.65M +23,626 +17%
PC
38
Polar Capital
United Kingdom
$21.6M +$19M +122,932 +326%
Mitsubishi UFJ Trust & Banking
39
Mitsubishi UFJ Trust & Banking
Japan
$21.2M +$71.2K +460 +0.3%
Point72 Asset Management
40
Point72 Asset Management
Connecticut
$20.3M +$23.4M +150,950 New
First Trust Advisors
41
First Trust Advisors
Illinois
$20.2M -$6.06M -39,181 -21%
EVM
42
Eaton Vance Management
Massachusetts
$19.8M +$1.16M +7,473 +5%
Principal Financial Group
43
Principal Financial Group
Iowa
$18.3M +$21M +135,961 New
JP Morgan Chase
44
JP Morgan Chase
New York
$17.7M +$17M +110,028 +512%
Neuberger Berman Group
45
Neuberger Berman Group
New York
$17.3M
Russell Investments Group
46
Russell Investments Group
United Kingdom
$14.6M -$8.39M -54,219 -33%
N
47
Nuveen
North Carolina
$13.3M +$1.39M +8,990 +10%
Adage Capital Partners
48
Adage Capital Partners
Massachusetts
$12.8M
AAMU
49
Amundi Asset Management US
Massachusetts
$12.7M -$3.17M -20,478 -18%
RhumbLine Advisers
50
RhumbLine Advisers
Massachusetts
$12.1M +$8.59M +55,538 +160%

PEN Hedge Fund Activity: Q3 2019 in Review

222 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2019, worth a combined $4.52B — down 6.2% from $4.82B a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new PEN positions and 37 closed out — a net gain of 14 holders — while 88 added to existing stakes and 55 trimmed.

The largest buyer was BlackRock, adding an estimated $236M. The largest seller was Wellington Management Group, cutting an estimated $70.8M.

  • 222 institutional investors held Penumbra (PEN) as of Q3 2019, up from 208 in Q2 2019.
  • Funds reported $4.52B of Penumbra stock for Q3 2019, down 6.2% quarter-over-quarter.
  • 51 funds opened new Penumbra positions in Q3 2019 and 37 closed out, a net change of +14 holders.
  • The largest Penumbra buyer in Q3 2019 was BlackRock, an estimated $236M added.
  • The largest Penumbra seller in Q3 2019 was Wellington Management Group, an estimated $70.8M sold.

Based on aggregated 13F filings for Q3 2019.