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Penumbra

152 hedge funds and large institutions have $2.33B invested in Penumbra in 2017 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 57 increasing their positions, 55 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 10

12% more funds holding

Funds holding: 136152 (+16)

1.18% more ownership

Funds ownership: 72.69%73.87% (+1.2%)

5% more capital invested

Capital invested by funds: $2.22B → $2.33B (+$108M)

4% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 55

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

72% less call options, than puts

Call options by funds: $1.1M | Put options by funds: $4M

Holders
152
Holders Change
+16
Holders Change %
+11.76%
% of All Funds
3.45%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
26
Increased
57
Reduced
55
Closed
10
Calls
$1.1M
Puts
$4M
Net Calls
-$2.9M
Net Calls Change
+$821K
Name Holding Trade Value Shares
Change
Change in
Stake
O
26
OppenheimerFunds
New York
$26.1M +$1M +10,087 +4%
Capital World Investors
27
Capital World Investors
California
$25M
SIMG
28
Stephens Investment Management Group
Texas
$24.9M -$1.01M -10,203 -4%
Geode Capital Management
29
Geode Capital Management
Massachusetts
$23.4M +$1.12M +11,310 +5%
Norges Bank
30
Norges Bank
Norway
$20.3M
CS
31
Credit Suisse
Switzerland
$19.3M +$16.4M +165,135 +414%
Wellington Management Group
32
Wellington Management Group
Massachusetts
$19M -$241K -2,432 -1%
Bank of New York Mellon
33
Bank of New York Mellon
New York
$13.6M -$708K -7,134 -5%
Charles Schwab
34
Charles Schwab
California
$13M +$683K +6,884 +5%
Russell Investments Group
35
Russell Investments Group
United Kingdom
$11.7M +$1.3M +13,091 +12%
AAMU
36
Amundi Asset Management US
Massachusetts
$11.1M +$825K +8,319 +8%
Deutsche Bank
37
Deutsche Bank
Germany
$8.7M +$4.19M +42,220 +84%
KCM
38
Kennedy Capital Management
Missouri
$7.96M +$1.21M +12,157 +17%
Baillie Gifford & Co
39
Baillie Gifford & Co
United Kingdom
$7.55M +$1.15M +11,548 +17%
EVM
40
Eaton Vance Management
Massachusetts
$6.76M
TCIM
41
TIAA CREF Investment Management
New York
$6.76M -$549K -5,532 -7%
Bank of America
42
Bank of America
North Carolina
$5.94M -$2.66M -26,859 -30%
Citadel Advisors
43
Citadel Advisors
Florida
$5.9M -$6.06M -61,120 -49%
Primecap Management
44
Primecap Management
California
$5.4M -$1.98K -20 -0%
ORI
45
Oak Ridge Investments
Illinois
$5.38M -$10.9M -109,417 -66%
TA
46
Teachers Advisors
New York
$5.03M +$46.1K +465 +0.9%
Swiss National Bank
47
Swiss National Bank
Switzerland
$4.6M +$109K +1,100 +2%
Ameriprise
48
Ameriprise
Minnesota
$4.54M +$157K +1,587 +3%
NCGI
49
Next Century Growth Investors
Minnesota
$4.41M -$1.69M -17,071 -27%
California State Teachers Retirement System (CalSTRS)
50
California State Teachers Retirement System (CalSTRS)
California
$4.35M -$72.1K -727 -2%

PEN Hedge Fund Activity: Q4 2017 in Review

152 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2017, worth a combined $2.33B — up 4.9% from $2.22B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new PEN positions and 10 closed out — a net gain of 16 holders — while 57 added to existing stakes and 55 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $40.8M. The largest seller was Neuberger Berman Group, cutting an estimated $23.5M.

  • 152 institutional investors held Penumbra (PEN) as of Q4 2017, up from 136 in Q3 2017.
  • Funds reported $2.33B of Penumbra stock for Q4 2017, up 4.9% quarter-over-quarter.
  • 26 funds opened new Penumbra positions in Q4 2017 and 10 closed out, a net change of +16 holders.
  • The largest Penumbra buyer in Q4 2017 was Morgan Stanley, an estimated $40.8M added.
  • The largest Penumbra seller in Q4 2017 was Neuberger Berman Group, an estimated $23.5M sold.

Based on aggregated 13F filings for Q4 2017.