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Penumbra

128 hedge funds and large institutions have $1.38B invested in Penumbra in 2016 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 49 increasing their positions, 28 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

177% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 13

75% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 28

42% more capital invested

Capital invested by funds: $971M → $1.38B (+$409M)

22% more funds holding

Funds holding: 105128 (+23)

5.66% more ownership

Funds ownership: 53.14%58.8% (+5.7%)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

67% less call options, than puts

Call options by funds: $1.95M | Put options by funds: $5.93M

Holders
128
Holders Change
+23
Holders Change %
+21.9%
% of All Funds
3.42%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
36
Increased
49
Reduced
28
Closed
13
Calls
$1.95M
Puts
$5.93M
Net Calls
-$3.98M
Net Calls Change
-$3.32M
Name Holding Trade Value Shares
Change
Change in
Stake
PFC
26
Phocas Financial Corp
California
$12M -$10.3M -149,334 -49%
NCGI
27
Next Century Growth Investors
Minnesota
$11.7M +$2.3M +33,387 +28%
Bank of New York Mellon
28
Bank of New York Mellon
New York
$10.8M +$1.41M +20,406 +17%
Neuberger Berman Group
29
Neuberger Berman Group
New York
$10.6M +$8.38M +121,500 +657%
Mariner
30
Mariner
Kansas
$10.5M
HCMT
31
Highland Capital Management (Texas)
Texas
$9.2M +$8.35M +121,000 New
ClearBridge Investments
32
ClearBridge Investments
New York
$9.04M -$21.9K -318 -0.3%
Deutsche Bank
33
Deutsche Bank
Germany
$8.82M +$1.14M +16,528 +17%
BIM
34
BlackRock Investment Management
Delaware
$7.27M +$64.6K +936 +1%
Charles Schwab
35
Charles Schwab
California
$7.17M +$3.42M +49,629 +111%
Wellington Management Group
36
Wellington Management Group
Massachusetts
$6.59M +$5.99M +86,778 New
Goldman Sachs
37
Goldman Sachs
New York
$6.43M -$1.19M -17,315 -17%
Primecap Management
38
Primecap Management
California
$6.01M -$380K -5,500 -7%
EA
39
Emerald Acquisition
Washington
$5.95M +$2.65M +38,375 +96%
PC
40
Pier Capital
Connecticut
$5.82M +$5.28M +76,556 New
Balyasny Asset Management
41
Balyasny Asset Management
Illinois
$5.7M +$5.18M +75,000 New
TCM
42
Timpani Capital Management
Wisconsin
$5.67M +$2.44M +35,304 +90%
CM
43
Castleark Management
Illinois
$5.12M +$4.65M +67,335 New
RMC
44
Regis Management Company
California
$4.99M
BDF
45
Balasa Dinverno & Foltz
$4.68M -$1.26M -18,304 -23%
AAMU
46
Amundi Asset Management US
Massachusetts
$4.45M +$4.04M +58,492 New
NFA
47
Nationwide Fund Advisors
Ohio
$4.43M +$2.87M +41,610 +250%
DCM
48
Driehaus Capital Management
Illinois
$4.34M +$244K +3,542 +7%
California State Teachers Retirement System (CalSTRS)
49
California State Teachers Retirement System (CalSTRS)
California
$4.09M +$34.5K +500 +0.9%
Two Sigma Investments
50
Two Sigma Investments
New York
$3.99M +$1.83M +26,584 +102%

PEN Hedge Fund Activity: Q3 2016 in Review

128 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2016, worth a combined $1.38B — up 42% from $971M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new PEN positions and 13 closed out — a net gain of 23 holders — while 49 added to existing stakes and 28 trimmed.

The largest buyer was Vanguard Group, adding an estimated $21.2M. The largest seller was Consonance Capital Management, exiting entirely with an estimated $40.7M sold.

  • 128 institutional investors held Penumbra (PEN) as of Q3 2016, up from 105 in Q2 2016.
  • Funds reported $1.38B of Penumbra stock for Q3 2016, up 42% quarter-over-quarter.
  • 36 funds opened new Penumbra positions in Q3 2016 and 13 closed out, a net change of +23 holders.
  • The largest Penumbra buyer in Q3 2016 was Vanguard Group, an estimated $21.2M added.
  • The largest Penumbra seller in Q3 2016 was Consonance Capital Management, an estimated $40.7M sold.

Based on aggregated 13F filings for Q3 2016.