Penumbra
279 hedge funds and large institutions have $7.94B invested in Penumbra in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 97 increasing their positions, 102 reducing their positions, and 32 closing their positions.
50% more funds holding in top 10
Funds holding in top 10: 2 → 3 (+1)
0.3% less ownership
Funds ownership: 81.75% → 81.45% (-0.3%)
3% less capital invested
Capital invested by funds: $8.15B → $7.94B (-$215M)
5% less repeat investments, than reductions
Existing positions increased: 97 | Existing positions reduced: 102
9% less first-time investments, than exits
New positions opened: 29 | Existing positions closed: 32
2% less funds holding
Funds holding: 286 → 279 (-7)
11% less call options, than puts
Call options by funds: $44.7M | Put options by funds: $50.4M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RI
RTW Investments
New York
|
+$104M |
| 2 |
Point72 Asset Management
Stamford,
Connecticut
|
+$50.7M |
| 3 |
Goldman Sachs
New York
|
+$49.6M |
| 4 |
Millennium Management
New York
|
+$24.6M |
| 5 |
Balyasny Asset Management
Chicago,
Illinois
|
+$16.2M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GIM
Generation Investment Management
London,
United Kingdom
|
-$127M |
| 2 |
Macquarie Group
Sydney, NSW 2000,
Australia
|
-$52.2M |
| 3 |
Ameriprise
Minneapolis,
Minnesota
|
-$50.1M |
| 4 |
Capital Research Global Investors
Los Angeles,
California
|
-$22.6M |
| 5 |
Capital World Investors
Los Angeles,
California
|
-$18.3M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
301
Mackenzie Financial
Toronto Ontario,
Ontario, Canada
| – | -$206K | -752 | Closed |
|
302
Twin Tree Management
Dallas,
Texas
| – | -$139K | -509 | Closed |
|
|
PAM
303
Panagora Asset Management
Boston,
Massachusetts
| – | -$115K | -420 | Closed |
|
|
NIM
304
NuWave Investment Management
Parsippany,
New Jersey
| – | -$92K | -337 | Closed |
|
|
SFO
305
Standard Family Office
Sioux Falls,
South Dakota
| – | -$19K | -69 | Closed |
|
|
PA
306
Parallel Advisors
San Francisco,
California
| – | -$6.72K | -25 | -96% |
|
|
TAIM
307
TD Ameritrade Investment Management
Omaha,
Nebraska
| – | -$4K | -15 | Closed |
|
|
WAM
308
Wolverine Asset Management
Chicago,
Illinois
| – | -$2K | -10 | Closed |
|
|
MCM
309
Manchester Capital Management
Manchester,
Vermont
| – | -$1K | -5 | Closed |
|
|
PI
310
PEAK6 Investments
Chicago,
Illinois
| – | -$1K | -4 | Closed |
|
|
EFSCE
311
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
| – | -$1K | -3 | Closed |
|
PEN Hedge Fund Activity: Q3 2021 in Review
279 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2021, worth a combined $7.94B — down 2.6% from $8.15B a quarter earlier.
Sellers outnumbered buyers: 32 funds closed out of PEN and 29 opened new positions — a net loss of 3 holders — while 102 trimmed existing stakes and 97 added.
The largest buyer was RTW Investments, opening a new position worth an estimated $104M. The largest seller was Generation Investment Management, exiting entirely with an estimated $127M sold.
- 279 institutional investors held Penumbra (PEN) as of Q3 2021, down from 286 in Q2 2021.
- Funds reported $7.94B of Penumbra stock for Q3 2021, down 2.6% quarter-over-quarter.
- 29 funds opened new Penumbra positions in Q3 2021 and 32 closed out, a net change of -3 holders.
- The largest Penumbra buyer in Q3 2021 was RTW Investments, an estimated $104M added.
- The largest Penumbra seller in Q3 2021 was Generation Investment Management, an estimated $127M sold.
Based on aggregated 13F filings for Q3 2021.