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Penumbra

279 hedge funds and large institutions have $7.94B invested in Penumbra in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 97 increasing their positions, 102 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

0.3% less ownership

Funds ownership: 81.75%81.45% (-0.3%)

3% less capital invested

Capital invested by funds: $8.15B → $7.94B (-$215M)

5% less repeat investments, than reductions

Existing positions increased: 97 | Existing positions reduced: 102

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 286279 (-7)

11% less call options, than puts

Call options by funds: $44.7M | Put options by funds: $50.4M

Holders
279
Holders Change
-7
Holders Change %
-2.45%
% of All Funds
4.88%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
29
Increased
97
Reduced
102
Closed
32
Calls
$44.7M
Puts
$50.4M
Net Calls
-$5.72M
Net Calls Change
-$18.9M
Name Holding Trade Value Shares
Change
Change in
Stake
BIA
276
Bell Investment Advisors
California
$1K +$538 +2 New
CFA
277
Carroll Financial Associates
North Carolina
$1K +$1.61K +6 New
Nisa Investment Advisors
278
Nisa Investment Advisors
Missouri
$156 -$62.9K -234 -29%
GIM
279
Generation Investment Management
United Kingdom
-$127M -461,665 Closed
PAMP
280
Polar Asset Management Partners
Ontario, Canada
-$8.5M -31,000 Closed
Connor, Clark & Lunn Investment Management (CC&L)
281
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
-$3.32M -12,116 Closed
E
282
Ergoteles
New York
-$2.71M -9,902 Closed
Qube Research & Technologies (QRT)
283
Qube Research & Technologies (QRT)
United Kingdom
-$2.6M -9,474 Closed
State of Tennessee, Department of Treasury
284
State of Tennessee, Department of Treasury
Tennessee
-$2.11M -7,692 Closed
LCM
285
Landscape Capital Management
New Jersey
-$1.51M -5,515 Closed
BAM
286
Blueshift Asset Management
New Jersey
-$1.42M -5,181 Closed
AIM
287
Aigen Investment Management
New York
-$558K -2,037 Closed
AI
288
Atom Investors
Texas
-$535K -1,952 Closed
Verition Fund Management
289
Verition Fund Management
Connecticut
-$410K -1,496 Closed
Tudor Investment Corp
290
Tudor Investment Corp
Connecticut
-$392K -1,431 Closed
VF
291
Virtu Financial
New York
-$385K -1,404 Closed
CM
292
Capula Management
Cayman Islands
-$365K -1,332 Closed
SRAM
293
Spouting Rock Asset Management
Pennsylvania
-$351K -1,282 Closed
VPIM
294
Vanguard Personalized Indexing Management
California
-$324K -1,184 Closed
MF
295
Magnetar Financial
Illinois
-$281 -1,027 Closed
JSC
296
Jackson Square Capital
California
-$278K -1,016 Closed
FRM
297
Fox Run Management
Connecticut
-$267K -974 Closed
Group One Trading
298
Group One Trading
Illinois
-$253K -943 Closed
MCM
299
Mainstay Capital Management
Michigan
-$248K -903 Closed
Marshall Wace
300
Marshall Wace
United Kingdom
-$222K -810 Closed

PEN Hedge Fund Activity: Q3 2021 in Review

279 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2021, worth a combined $7.94B — down 2.6% from $8.15B a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PEN and 29 opened new positions — a net loss of 3 holders — while 102 trimmed existing stakes and 97 added.

The largest buyer was RTW Investments, opening a new position worth an estimated $104M. The largest seller was Generation Investment Management, exiting entirely with an estimated $127M sold.

  • 279 institutional investors held Penumbra (PEN) as of Q3 2021, down from 286 in Q2 2021.
  • Funds reported $7.94B of Penumbra stock for Q3 2021, down 2.6% quarter-over-quarter.
  • 29 funds opened new Penumbra positions in Q3 2021 and 32 closed out, a net change of -3 holders.
  • The largest Penumbra buyer in Q3 2021 was RTW Investments, an estimated $104M added.
  • The largest Penumbra seller in Q3 2021 was Generation Investment Management, an estimated $127M sold.

Based on aggregated 13F filings for Q3 2021.