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Penumbra

338 hedge funds and large institutions have $8.76B invested in Penumbra in 2023 Q4 according to their latest regulatory filings, with 64 funds opening new positions, 114 increasing their positions, 122 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 64 | Existing positions closed: 34

9% more capital invested

Capital invested by funds: $8.01B → $8.76B (+$746M)

8% more funds holding

Funds holding: 314338 (+24)

4.2% more ownership

Funds ownership: 85.98%90.19% (+4.2%)

6% less call options, than puts

Call options by funds: $184M | Put options by funds: $196M

7% less repeat investments, than reductions

Existing positions increased: 114 | Existing positions reduced: 122

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
338
Holders Change
+24
Holders Change %
+7.64%
% of All Funds
4.93%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.04%
New
64
Increased
114
Reduced
122
Closed
34
Calls
$184M
Puts
$196M
Net Calls
-$11.8M
Net Calls Change
-$128M
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
251
Shelton Capital Management
Colorado
$219K -$201K -908 -51%
WFAG
252
Wescott Financial Advisory Group
Pennsylvania
$214K
IAA
253
Independent Advisor Alliance
North Carolina
$211K -$15K -68 -8%
JGGDR
254
JGP Global Gestao de Recursos
Brazil
$207K +$182K +824 New
Commonwealth Equity Services
255
Commonwealth Equity Services
Massachusetts
$205K +$180K +815 New
XT
256
XTX Topco
Cayman Islands
$202K -$1.17M -5,284 -87%
GAM
257
Gotham Asset Management
New York
$201K +$177K +799 New
QCG
258
Quadrant Capital Group
Ohio
$182K +$38K +172 +31%
KBC Group
259
KBC Group
Belgium
$175K
BCV
260
Banque Cantonale Vaudoise
Switzerland
$161K -$83.1K -376 -37%
LSA
261
Leonteq Securities AG
Switzerland
$160K -$10.4K -47 -7%
CI Investments Inc
262
CI Investments Inc
Ontario, Canada
$143K -$21.9K -99 -15%
Lazard Asset Management
263
Lazard Asset Management
New York
$140K -$55.5K -251 -31%
Robeco Institutional Asset Management
264
Robeco Institutional Asset Management
Netherlands
$137K -$88.9K -402 -42%
C
265
Covestor
United Kingdom
$134K +$40.5K +183 +53%
Carson Wealth (CWM LLC)
266
Carson Wealth (CWM LLC)
Nebraska
$129K -$46.6K -211 -29%
HPC
267
HM Payson & Co
Maine
$126K
AAM
268
Advisors Asset Management
Colorado
$105K -$2.65K -12 -3%
Fifth Third Bancorp
269
Fifth Third Bancorp
Ohio
$95.1K +$10.2K +46 +14%
HNB
270
Huntington National Bank
Ohio
$90.3K -$116K -523 -59%
Nisa Investment Advisors
271
Nisa Investment Advisors
Missouri
$90.1K +$65.9K +298 +497%
PMAM
272
Picton Mahoney Asset Management
Ontario, Canada
$88K +$77.4K +350 New
A
273
AlphaQuest
New York
$71.2K +$62.6K +283 New
S
274
SignatureFD
Georgia
$54.1K +$10.2K +46 +27%
MRCM
275
M&R Capital Management
New Jersey
$51.1K

PEN Hedge Fund Activity: Q4 2023 in Review

338 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2023, worth a combined $8.76B — up 9.3% from $8.01B a quarter earlier.

Buyers outnumbered sellers: 64 funds opened new PEN positions and 34 closed out — a net gain of 30 holders — while 114 added to existing stakes and 122 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $252M. The largest seller was BlackRock, cutting an estimated $57.5M.

  • 338 institutional investors held Penumbra (PEN) as of Q4 2023, up from 314 in Q3 2023.
  • Funds reported $8.76B of Penumbra stock for Q4 2023, up 9.3% quarter-over-quarter.
  • 64 funds opened new Penumbra positions in Q4 2023 and 34 closed out, a net change of +30 holders.
  • The largest Penumbra buyer in Q4 2023 was T. Rowe Price Associates, an estimated $252M added.
  • The largest Penumbra seller in Q4 2023 was BlackRock, an estimated $57.5M sold.

Based on aggregated 13F filings for Q4 2023.