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Penumbra

279 hedge funds and large institutions have $7.94B invested in Penumbra in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 97 increasing their positions, 102 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

0.3% less ownership

Funds ownership: 81.75%81.45% (-0.3%)

3% less capital invested

Capital invested by funds: $8.15B → $7.94B (-$215M)

5% less repeat investments, than reductions

Existing positions increased: 97 | Existing positions reduced: 102

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 286279 (-7)

11% less call options, than puts

Call options by funds: $44.7M | Put options by funds: $50.4M

Holders
279
Holders Change
-7
Holders Change %
-2.45%
% of All Funds
4.88%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
29
Increased
97
Reduced
102
Closed
32
Calls
$44.7M
Puts
$50.4M
Net Calls
-$5.72M
Net Calls Change
-$18.9M
Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
251
Fifth Third Bancorp
Ohio
$34K +$11.3K +42 +48%
EWM
252
Endurance Wealth Management
Rhode Island
$27K
CAPTRUST Financial Advisors
253
CAPTRUST Financial Advisors
North Carolina
$25K -$24.5K -91 -49%
QCG
254
Quadrant Capital Group
Ohio
$24K -$1.88K -7 -7%
OSAM
255
O'Shaughnessy Asset Management
Connecticut
$21K -$1.07K -4 -5%
HL
256
Harding Loevner
New Jersey
$17K
FPS
257
Fieldpoint Private Securities
Connecticut
$15K +$1.61K +6 +12%
S
258
SignatureFD
Georgia
$7K -$538 -2 -7%
LC
259
Lindbrook Capital
California
$7K
BFEC
260
Benjamin F. Edwards & Company
Missouri
$5K
NFSG
261
Newbridge Financial Services Group
Florida
$5K
CWP
262
Concord Wealth Partners
Virginia
$5K +$3.76K +14 +467%
CG
263
Cutler Group
California
$4K -$63.2K -235 -94%
PCH
264
Polar Capital Holdings
United Kingdom
$3.79K +$1.42M +5,293 +59%
MAM
265
Meeder Asset Management
Ohio
$3K -$1.88K -7 -39%
BCA
266
Berman Capital Advisors
Georgia
$3K +$1.88K +7 +78%
TPCW
267
TD Private Client Wealth
New York
$2.93K
GWSG
268
GPS Wealth Strategies Group
Colorado
$2K
LF
269
Lee Financial
Texas
$2K
TWA
270
TCI Wealth Advisors
Arizona
$2K
EBA
271
Eagle Bay Advisors
New York
$2K +$2.69K +10 New
Koshinski Asset Management
272
Koshinski Asset Management
Illinois
$1.87K +$1.88K +7 New
CA
273
Clearstead Advisors
Ohio
$1K
RBC
274
Roble Belko & Company
Pennsylvania
$1K
GKWIM
275
Gerber Kawasaki Wealth & Investment Management
California
$1K +$269 +1 New

PEN Hedge Fund Activity: Q3 2021 in Review

279 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2021, worth a combined $7.94B — down 2.6% from $8.15B a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PEN and 29 opened new positions — a net loss of 3 holders — while 102 trimmed existing stakes and 97 added.

The largest buyer was RTW Investments, opening a new position worth an estimated $104M. The largest seller was Generation Investment Management, exiting entirely with an estimated $127M sold.

  • 279 institutional investors held Penumbra (PEN) as of Q3 2021, down from 286 in Q2 2021.
  • Funds reported $7.94B of Penumbra stock for Q3 2021, down 2.6% quarter-over-quarter.
  • 29 funds opened new Penumbra positions in Q3 2021 and 32 closed out, a net change of -3 holders.
  • The largest Penumbra buyer in Q3 2021 was RTW Investments, an estimated $104M added.
  • The largest Penumbra seller in Q3 2021 was Generation Investment Management, an estimated $127M sold.

Based on aggregated 13F filings for Q3 2021.