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Penumbra

263 hedge funds and large institutions have $5.98B invested in Penumbra in 2020 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 103 increasing their positions, 86 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 86

4.64% more ownership

Funds ownership: 89.65%94.29% (+4.6%)

5% less capital invested

Capital invested by funds: $6.29B → $5.98B (-$304M)

4% less funds holding

Funds holding: 274263 (-11)

21% less first-time investments, than exits

New positions opened: 38 | Existing positions closed: 48

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

62% less call options, than puts

Call options by funds: $62.3M | Put options by funds: $165M

Holders
263
Holders Change
-11
Holders Change %
-4.01%
% of All Funds
4.65%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
38
Increased
103
Reduced
86
Closed
48
Calls
$62.3M
Puts
$165M
Net Calls
-$103M
Net Calls Change
-$31.2M
Name Holding Trade Value Shares
Change
Change in
Stake
SPIA
226
Steward Partners Investment Advisory
New York
$43K +$2.19K +10 +4%
IAIM
227
International Assets Investment Management
Florida
$36K +$44.9K +205 New
AI
228
ArchPoint Investors
Florida
$35K
SC
229
SouthState Corp
Florida
$35K
VI
230
Vestcor Inc
New Brunswick, Canada
$32K
AS
231
Altshuler Shaham
Israel
$28K -$39.9K -182 -53%
CTC
232
Central Trust Company
Missouri
$26K -$58.5K -267 -64%
CYG
233
Clean Yield Group
Vermont
$24K
Acadian Asset Management
234
Acadian Asset Management
Massachusetts
$23K +$28.9K +132 New
EWM
235
Endurance Wealth Management
Rhode Island
$18K
AIL
236
AGF Investments LLC
Ontario, Canada
$16K -$2.41K -11 -11%
FAM
237
Fred Alger Management
New York
$15K
QCG
238
Quadrant Capital Group
Ohio
$15K
CAPTRUST Financial Advisors
239
CAPTRUST Financial Advisors
North Carolina
$11K +$1.09K +5 +8%
AIG
240
American International Group
New York
$10.7K -$142K -648 -1%
FPS
241
Fieldpoint Private Securities
Connecticut
$9K +$11K +50 New
Fifth Third Bancorp
242
Fifth Third Bancorp
Ohio
$8K +$7.67K +35 +389%
SFO
243
Standard Family Office
South Dakota
$7K +$8.54K +39 New
VAIA
244
Virtus Alternative Investment Advisers
Connecticut
$5K -$5.7K -26 -48%
KTC
245
Kistler-Tiffany Companies
Pennsylvania
$5K
COCM
246
Charter Oak Capital Management
New Hampshire
$5K +$5.92K +27 New
BAM
247
Bellevue Asset Management
Washington
$4K -$438 -2 -11%
BFEC
248
Benjamin F. Edwards & Company
Missouri
$4K
S
249
SignatureFD
Georgia
$4K +$2.19K +10 +83%
AssetMark Inc
250
AssetMark Inc
California
$3K

PEN Hedge Fund Activity: Q4 2020 in Review

263 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2020, worth a combined $5.98B — down 4.8% from $6.29B a quarter earlier.

Sellers outnumbered buyers: 48 funds closed out of PEN and 38 opened new positions — a net loss of 10 holders — while 86 trimmed existing stakes and 103 added.

The largest buyer was Capital Research Global Investors, adding an estimated $367M. The largest seller was AllianceBernstein, cutting an estimated $126M.

  • 263 institutional investors held Penumbra (PEN) as of Q4 2020, down from 274 in Q3 2020.
  • Funds reported $5.98B of Penumbra stock for Q4 2020, down 4.8% quarter-over-quarter.
  • 38 funds opened new Penumbra positions in Q4 2020 and 48 closed out, a net change of -10 holders.
  • The largest Penumbra buyer in Q4 2020 was Capital Research Global Investors, an estimated $367M added.
  • The largest Penumbra seller in Q4 2020 was AllianceBernstein, an estimated $126M sold.

Based on aggregated 13F filings for Q4 2020.