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NWBO

Northwest Biotherapeutics, Inc. Common stock
NWBO

Delisted

NWBO was delisted on the 16th of December, 2016.

71 hedge funds and large institutions have $43.3M invested in Northwest Biotherapeutics, Inc. Common stock in 2014 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 23 increasing their positions, 18 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 18

11% less funds holding

Funds holding: 8071 (-9)

23% less capital invested

Capital invested by funds: $56.5M → $43.3M (-$13.2M)

46% less call options, than puts

Call options by funds: $1.08M | Put options by funds: $2M

47% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 17

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
71
Holders Change
-9
Holders Change %
-11.25%
% of All Funds
2.06%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
23
Reduced
18
Closed
17
Calls
$1.08M
Puts
$2M
Net Calls
-$917K
Net Calls Change
-$245K
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
51
Principal Financial Group
Iowa
$59K
Citadel Advisors
52
Citadel Advisors
Florida
$34K -$135K -21,924 -76%
TRCT
53
Tower Research Capital (TRC)
New York
$28K +$20.6K +3,359 +148%
CLOS
54
Compagnie Lombard Odier SCmA
Switzerland
$26K
Citigroup
55
Citigroup
New York
$19K +$9.38K +1,526 +67%
Wells Fargo
56
Wells Fargo
California
$17K -$83.8K -13,644 -80%
US Bancorp
57
US Bancorp
Minnesota
$15K
WF
58
WealthTrust Fairport
Ohio
$15K
BNP Paribas Financial Markets
59
BNP Paribas Financial Markets
France
$13.8K +$16.9K +2,743 New
WAM
60
Wolverine Asset Management
Illinois
$13K +$16.6K +2,700 New
CTC
61
Central Trust Company
Missouri
$5K -$9.22K -1,500 -60%
BlackRock
62
BlackRock
New York
$5K
AC
63
Alexandria Capital
Virginia
$3K
Barclays
64
Barclays
United Kingdom
$2K -$2.53K -411 -53%
PSUF
65
People's United Financial
Connecticut
$1K
TCM
66
Tradewinds Capital Management
Washington
$1K
Deutsche Bank
67
Deutsche Bank
Germany
$1K +$983 +160 +92%
GSC
68
Ground Swell Capital
South Carolina
$1K +$1.48K +240 New
Manulife (Manufacturers Life Insurance)
69
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$126 +$4.18K +680 +3%
Allianz Asset Management
70
Allianz Asset Management
Germany
-$1.14M -169,950 Closed
SG Americas Securities
71
SG Americas Securities
New York
-$380K -56,652 Closed
Jane Street
72
Jane Street
New York
-$231K -34,350 Closed
BL
73
Bolton LP
Connecticut
-$150K -22,300 Closed
QIM
74
Quantitative Investment Management
Virginia
-$132K -19,800 Closed
GC
75
Guggenheim Capital
Illinois
-$126K -18,877 Closed

NWBO Hedge Fund Activity: Q3 2014 in Review

71 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Northwest Biotherapeutics, Inc. Common stock (NWBO) for Q3 2014, worth a combined $43.3M — down 23% from $56.5M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of NWBO and 9 opened new positions — a net loss of 8 holders — while 18 trimmed existing stakes and 23 added.

The largest buyer was Northern Trust, adding an estimated $1.76M. The largest seller was Allianz Asset Management, exiting entirely with an estimated $1.14M sold.

  • 71 institutional investors held Northwest Biotherapeutics, Inc. Common stock (NWBO) as of Q3 2014, down from 80 in Q2 2014.
  • Funds reported $43.3M of Northwest Biotherapeutics, Inc. Common stock stock for Q3 2014, down 23% quarter-over-quarter.
  • 9 funds opened new Northwest Biotherapeutics, Inc. Common stock positions in Q3 2014 and 17 closed out, a net change of -8 holders.
  • The largest Northwest Biotherapeutics, Inc. Common stock buyer in Q3 2014 was Northern Trust, an estimated $1.76M added.
  • The largest Northwest Biotherapeutics, Inc. Common stock seller in Q3 2014 was Allianz Asset Management, an estimated $1.14M sold.

Based on aggregated 13F filings for Q3 2014.