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NWBO

Northwest Biotherapeutics, Inc. Common stock
NWBO

Delisted

NWBO was delisted on the 16th of December, 2016.

71 hedge funds and large institutions have $43.3M invested in Northwest Biotherapeutics, Inc. Common stock in 2014 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 23 increasing their positions, 18 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 18

11% less funds holding

Funds holding: 8071 (-9)

23% less capital invested

Capital invested by funds: $56.5M → $43.3M (-$13.2M)

46% less call options, than puts

Call options by funds: $1.08M | Put options by funds: $2M

47% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 17

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
71
Holders Change
-9
Holders Change %
-11.25%
% of All Funds
2.06%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
23
Reduced
18
Closed
17
Calls
$1.08M
Puts
$2M
Net Calls
-$917K
Net Calls Change
-$245K
Name Holding Trade Value Shares
Change
Change in
Stake
Charles Schwab
26
Charles Schwab
California
$263K
AQR Capital Management
27
AQR Capital Management
Connecticut
$262K -$7.99K -1,300 -2%
TA
28
Teachers Advisors
New York
$253K
CDH
29
Charles D. Hyman
$208K
Chevy Chase Trust
30
Chevy Chase Trust
Maryland
$185K
SCM
31
Stevens Capital Management
Pennsylvania
$179K +$218K +35,512 New
AllianceBernstein
32
AllianceBernstein
Tennessee
$174K
VKH
33
Virtu KCG Holdings
New York
$160K +$2.92K +476 +2%
MLICM
34
Metropolitan Life Insurance Company (MetLife)
New York
$147K
RhumbLine Advisers
35
RhumbLine Advisers
Massachusetts
$144K +$615 +100 +0.3%
VOYA Investment Management
36
VOYA Investment Management
Georgia
$139K
NFA
37
Nationwide Fund Advisors
Ohio
$139K +$1.86K +303 +1%
AL
38
Airain Ltd
Guernsey
$138K +$169K +27,430 New
WC
39
Woodstock Corp
Massachusetts
$132K -$19.7K -3,200 -11%
D.E. Shaw & Co
40
D.E. Shaw & Co
New York
$129K -$711K -115,672 -82%
WS
41
Wedbush Securities
California
$128K +$43K +7,000 +38%
AIG
42
American International Group
New York
$118K -$3.8K -618 -3%
MC
43
Moors & Cabot
Massachusetts
$107K -$12.3K -2,000 -9%
BA
44
BlackRock Advisors
Delaware
$101K +$31.7K +5,157 +34%
WA
45
Whitebox Advisors
Minnesota
$101K +$123K +20,000 New
U
46
UBS
Switzerland
$92K -$193K -31,469 -63%
BFG
47
Bouchey Financial Group
New York
$84K
ProShare Advisors
48
ProShare Advisors
Maryland
$71K -$19.7K -3,201 -18%
California Public Employees Retirement System
49
California Public Employees Retirement System
California
$62K
SO
50
STRS Ohio
Ohio
$61K

NWBO Hedge Fund Activity: Q3 2014 in Review

71 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Northwest Biotherapeutics, Inc. Common stock (NWBO) for Q3 2014, worth a combined $43.3M — down 23% from $56.5M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of NWBO and 9 opened new positions — a net loss of 8 holders — while 18 trimmed existing stakes and 23 added.

The largest buyer was Northern Trust, adding an estimated $1.76M. The largest seller was Allianz Asset Management, exiting entirely with an estimated $1.14M sold.

  • 71 institutional investors held Northwest Biotherapeutics, Inc. Common stock (NWBO) as of Q3 2014, down from 80 in Q2 2014.
  • Funds reported $43.3M of Northwest Biotherapeutics, Inc. Common stock stock for Q3 2014, down 23% quarter-over-quarter.
  • 9 funds opened new Northwest Biotherapeutics, Inc. Common stock positions in Q3 2014 and 17 closed out, a net change of -8 holders.
  • The largest Northwest Biotherapeutics, Inc. Common stock buyer in Q3 2014 was Northern Trust, an estimated $1.76M added.
  • The largest Northwest Biotherapeutics, Inc. Common stock seller in Q3 2014 was Allianz Asset Management, an estimated $1.14M sold.

Based on aggregated 13F filings for Q3 2014.