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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
26
Fifth Third Bancorp
Ohio
$219K
AG
27
Advisor Group
Arizona
$219K +$214K +13,136 New
OA
28
Oxbow Advisors
Texas
$216K
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$192K +$13.6K +838 +8%
MMG
30
Monetary Management Group
Missouri
$177K
SSWM
31
Sheets Smith Wealth Management
North Carolina
$172K
Koshinski Asset Management
32
Koshinski Asset Management
Illinois
$169K +$164K +10,100 New
EAM
33
Evanson Asset Management
California
$167K
GBA
34
Garrison Bradford & Associates
New York
$167K +$163K +10,000 New
IA
35
IFP Advisors
Florida
$157K +$153K +9,391 New
US Bancorp
36
US Bancorp
Minnesota
$154K -$81.3K -5,000 -35%
FNBT
37
FineMark National Bank & Trust
Florida
$124K
MFS
38
MSI Financial Services
Massachusetts
$123K +$50.8K +3,122 +74%
DAM
39
Delta Asset Management
Tennessee
$117K
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$50K +$48.8K +3,000 New
Deutsche Bank
41
Deutsche Bank
Germany
$47K
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$45K
MIM
43
Macroview Investment Management
Maryland
$33K
AA
44
Apriem Advisors
California
$25K -$24.4K -1,500 -50%
DADC
45
D.A. Davidson & Co
Montana
$20K -$32.5K -2,000 -62%
First Manhattan
46
First Manhattan
New York
$17K
MFBTD
47
MB Financial Bank - Trust Department
Illinois
$17K
DLG
48
Daniel L. Goodwin
$17K +$16.3K +1,000 New
Citigroup
49
Citigroup
New York
$11K
KTC
50
Kistler-Tiffany Companies
Pennsylvania
$11K