We are live on ! Find out more
NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

Back to rankings

55 hedge funds and large institutions have $27.7M invested in NUVEEN INVESTMENT QLTY MUNI FD in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

100% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 8

19% more capital invested

Capital invested by funds: $23.4M → $27.7M (+$4.32M)

8% more funds holding

Funds holding: 51 → 55 (+4)

Holders
55
Holders Change
+4
Holders Change %
+7.84%
% of All Funds
1.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$1.85M
2
LCM
Laurion Capital Management
New York
+$655K
3
SG Americas Securities
SG Americas Securities
New York
+$447K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$354K
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$223K

Top Sellers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
-$528K
2
NFC
Northeast Financial Consultants
Connecticut
-$337K
3
VKH
Virtu KCG Holdings
New York
-$194K
4
HK
Horizon Kinetics
New York
-$90.4K
5
First Trust Advisors
First Trust Advisors
Illinois
-$50.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
ICOA
26
Investment Centers of America
North Dakota
$218K +$753 +50 +0.4%
OA
27
Oxbow Advisors
Texas
$201K – – –
Fifth Third Bancorp
28
Fifth Third Bancorp
Ohio
$200K -$30.1K -2,000 -13%
CS
29
Credit Suisse
Switzerland
$200K +$196K +13,000 New
Squarepoint
30
Squarepoint
New York
$187K +$182K +12,100 New
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$164K – – –
MMG
32
Monetary Management Group
Missouri
$163K – – –
AIG
33
American International Group
New York
$161K – – –
SSWM
34
Sheets Smith Wealth Management
North Carolina
$159K – – –
GBA
35
Garrison Bradford & Associates
New York
$154K -$30.1K -2,000 -17%
EAM
36
Evanson Asset Management
California
$154K – – –
IA
37
IFP Advisors
Florida
$150K +$147K +9,760 New
DAM
38
Delta Asset Management
Tennessee
$108K – – –
FNBT
39
FineMark National Bank & Trust
Florida
$99K +$15.1K +1,000 +19%
MFS
40
MSI Financial Services
Massachusetts
$65K +$40.5K +2,686 +177%
DADC
41
D.A. Davidson & Co
Montana
$49K – – –
AA
42
Apriem Advisors
California
$46K +$45.2K +3,000 New
Deutsche Bank
43
Deutsche Bank
Germany
$43K – – –
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$41K – – –
MIM
45
Macroview Investment Management
Maryland
$31K – – –
SIA
46
Sit Investment Associates
Minnesota
$30K – – –
First Manhattan
47
First Manhattan
New York
$15K – – –
MFBTD
48
MB Financial Bank - Trust Department
Illinois
$15K – – –
DLG
49
Daniel L. Goodwin
$15K +$15.1K +1,000 New
Citigroup
50
Citigroup
New York
$10K – – –
1
2
3

NQM Hedge Fund Activity: Q4 2015 in Review

55 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in NUVEEN INVESTMENT QLTY MUNI FD (NQM) for Q4 2015, worth a combined $27.7M — up 19% from $23.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new NQM positions and 4 closed out — a net gain of 4 holders — while 16 added to existing stakes and 8 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.85M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $528K sold.

  • 55 institutional investors held NUVEEN INVESTMENT QLTY MUNI FD (NQM) as of Q4 2015, up from 51 in Q3 2015.
  • Funds reported $27.7M of NUVEEN INVESTMENT QLTY MUNI FD stock for Q4 2015, up 19% quarter-over-quarter.
  • 8 funds opened new NUVEEN INVESTMENT QLTY MUNI FD positions in Q4 2015 and 4 closed out, a net change of +4 holders.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD buyer in Q4 2015 was LPL Financial, an estimated $1.85M added.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD seller in Q4 2015 was Guggenheim Capital, an estimated $528K sold.

Based on aggregated 13F filings for Q4 2015.