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Nuveen New York Municipal Value Fund
NNY

Name Holding Trade Value Shares
Change 		Change in
Stake
TIM
1
Tortoise Investment Management
New York
$7.07M -$1.22M -150,069 -15%
1CP
2
1607 Capital Partners
Virginia
$5.81M -$110K -13,521 -2%
UBS Group
3
UBS Group
Switzerland
$4.27M -$243K -29,806 -5%
GC
4
Guggenheim Capital
Illinois
$2.98M +$263K +32,272 +10%
Morgan Stanley
5
Morgan Stanley
New York
$2.3M +$105K +12,830 +5%
RCM
6
Rivernorth Capital Management
Florida
$1.88M -$166K -20,372 -8%
PM
7
Penbrook Management
New York
$1.73M – – –
HWAM
8
Hennion & Walsh Asset Management
New Jersey
$1.69M +$175K +21,516 +12%
LBC
9
Leigh Baldwin & Co
New York
$912K +$39.7K +4,875 +5%
Osaic Holdings
10
Osaic Holdings
Arizona
$813K -$42.8K -5,251 -5%
LPL Financial
11
LPL Financial
California
$581K +$2.57K +315 +0.4%
Wells Fargo
12
Wells Fargo
California
$557K +$38.7K +4,744 +7%
BCG
13
Breakwater Capital Group
New Jersey
$533K -$45.2K -5,545 -8%
MSWA
14
Marshall & Sterling Wealth Advisors
New York
$454K -$163K -20,023 -26%
Stifel Financial
15
Stifel Financial
Missouri
$392K +$6.01K +737 +2%
Raymond James Financial
16
Raymond James Financial
Florida
$324K -$52.6K -6,450 -14%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$273K +$10.4K +1,272 +4%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$257K – – –
MWM
19
Melfa Wealth Management
Massachusetts
$243K – – –
HA
20
Herold Advisors
New York
$220K +$856 +105 +0.4%
SPIA
21
Steward Partners Investment Advisory
New York
$194K +$8.15K +1,000 +4%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$192K -$12.2K -1,500 -6%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$150K +$37.7K +4,626 +33%
KAS
24
Kestra Advisory Services
Texas
$148K +$1.06K +130 +0.7%
RIA
25
Realta Investment Advisors
Delaware
$141K +$58.8K +7,218 +71%
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