|
1
|
UBS Group
Zurich,
Switzerland
|
$2.04M
|
-$108K
|
-10,571
|
-5%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$1.86M
|
+$251K
|
+24,542
|
+16%
|
|
|
3
|
|
$1.24M
|
-$16.1K
|
-1,580
|
-1%
|
|
|
4
|
Penbrook Management
New York
|
$1.04M
|
–
|
–
|
–
|
|
|
5
|
|
$943K
|
+$218K
|
+21,362
|
+31%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$590K
|
+$8.31K
|
+814
|
+1%
|
|
|
7
|
Curi RMB Capital
Chicago,
Illinois
|
$526K
|
+$283K
|
+27,712
|
+122%
|
|
|
8
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$219K
|
+$215K
|
+21,069
|
New
|
|
|
9
|
MSI Financial Services
Springfield,
Massachusetts
|
$181K
|
-$25.5K
|
-2,500
|
-13%
|
|
|
10
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$174K
|
+$1.62K
|
+159
|
+1%
|
|
|
11
|
Clear Harbor Asset Management
Stamford,
Connecticut
|
$151K
|
-$12.3K
|
-1,200
|
-8%
|
|
|
12
|
Bank of America
Charlotte,
North Carolina
|
$148K
|
-$141K
|
-13,834
|
-49%
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$119K
|
-$5.1K
|
-500
|
-4%
|
|
|
14
|
Valley National Advisers
Bethlehem,
Pennsylvania
|
$65K
|
–
|
–
|
–
|
|
|
15
|
Next Financial Group
Houston,
Texas
|
$27K
|
–
|
–
|
–
|
|
|
16
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$14K
|
+$14.1K
|
+1,382
|
New
|
|
|
17
|
IFP Advisors
Tampa,
Florida
|
$12K
|
+$12.1K
|
+1,188
|
New
|
|
|
18
|
Community Bank
Dewitt,
New York
|
$10K
|
–
|
–
|
–
|
|
|
19
|
Tortoise Investment Management
White Plains,
New York
|
$9K
|
–
|
–
|
–
|
|
|
20
|
M&R Capital Management
Summit,
New Jersey
|
$9K
|
+$8.96K
|
+878
|
New
|
|
|
21
|
|
$2K
|
–
|
–
|
–
|
|
|
22
|
Mackay Shields LLC
New York
|
–
|
-$153K
|
-15,192
|
Closed
|
|
|
23
|
Oppenheimer & Co
New York
|
–
|
-$111K
|
-11,000
|
Closed
|
|
|
24
|
LPL Financial
San Diego,
California
|
–
|
-$102K
|
-10,000
|
Closed
|
|
|
25
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$16K
|
-1,668
|
Closed
|
|
