|
1
|
UBS Group
Zurich,
Switzerland
|
$2.08M
|
-$229K
|
-22,851
|
-10%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$1.55M
|
+$200K
|
+19,968
|
+15%
|
|
|
3
|
|
$1.22M
|
-$18.2K
|
-1,819
|
-1%
|
|
|
4
|
Penbrook Management
New York
|
$1.01M
|
–
|
–
|
–
|
|
|
5
|
|
$699K
|
-$212K
|
-21,126
|
-23%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$564K
|
+$111K
|
+11,076
|
+25%
|
|
|
7
|
Bank of America
Charlotte,
North Carolina
|
$284K
|
+$41.3K
|
+4,122
|
+17%
|
|
|
8
|
Curi RMB Capital
Chicago,
Illinois
|
$230K
|
+$228K
|
+22,772
|
New
|
|
|
9
|
MSI Financial Services
Springfield,
Massachusetts
|
$201K
|
-$16.2K
|
-1,617
|
-8%
|
|
|
10
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$167K
|
+$1.6K
|
+160
|
+1%
|
|
|
11
|
Clear Harbor Asset Management
Stamford,
Connecticut
|
$159K
|
–
|
–
|
–
|
|
|
12
|
Mackay Shields LLC
New York
|
$153K
|
+$152K
|
+15,192
|
New
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$120K
|
-$5.01K
|
-500
|
-4%
|
|
|
14
|
Oppenheimer & Co
New York
|
$111K
|
–
|
–
|
–
|
|
|
15
|
LPL Financial
San Diego,
California
|
$102K
|
–
|
–
|
–
|
|
|
16
|
Valley National Advisers
Bethlehem,
Pennsylvania
|
$63K
|
+$62.3K
|
+6,216
|
New
|
|
|
17
|
Next Financial Group
Houston,
Texas
|
$26K
|
+$8.01K
|
+800
|
+44%
|
|
|
18
|
Wolverine Asset Management
Chicago,
Illinois
|
$16K
|
+$16.7K
|
+1,668
|
New
|
|
|
19
|
Community Bank
Dewitt,
New York
|
$10K
|
–
|
–
|
–
|
|
|
20
|
Tortoise Investment Management
White Plains,
New York
|
$8K
|
-$70.1K
|
-7,000
|
-89%
|
|
|
21
|
|
$4K
|
+$2.88K
|
+287
|
+252%
|
|
|
22
|
|
$1K
|
–
|
–
|
–
|
|
|
23
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
–
|
-$105K
|
-10,500
|
Closed
|
|
|
24
|
IFP Advisors
Tampa,
Florida
|
–
|
-$12K
|
-1,173
|
Closed
|
|
|
25
|
Tower Research Capital (TRC)
New York
|
–
|
-$1K
|
-120
|
Closed
|
|
