|
1
|
UBS Group
Zurich,
Switzerland
|
$2.15M
|
+$389K
|
+40,144
|
+22%
|
|
|
2
|
|
$1.44M
|
+$125K
|
+12,916
|
+10%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$1.3M
|
+$118K
|
+12,163
|
+10%
|
|
|
4
|
|
$954K
|
-$124K
|
-12,811
|
-12%
|
|
|
5
|
Penbrook Management
New York
|
$874K
|
+$107K
|
+11,000
|
+14%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$410K
|
+$13K
|
+1,339
|
+3%
|
|
|
7
|
Relative Value Partners Group
|
$288K
|
-$14.3K
|
-1,473
|
-5%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$249K
|
+$12.8K
|
+1,320
|
+5%
|
|
|
9
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$157K
|
+$1.55K
|
+160
|
+1%
|
|
|
10
|
Clear Harbor Asset Management
Stamford,
Connecticut
|
$152K
|
–
|
–
|
–
|
|
|
11
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$102K
|
-$29.1K
|
-3,000
|
-22%
|
|
|
12
|
Tortoise Investment Management
White Plains,
New York
|
$101K
|
–
|
–
|
–
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$60K
|
-$4.84K
|
-500
|
-8%
|
|
|
14
|
Next Financial Group
Houston,
Texas
|
$17K
|
+$17.4K
|
+1,800
|
New
|
|
|
15
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$11K
|
+$107
|
+11
|
+1%
|
|
|
16
|
Community Bank
Dewitt,
New York
|
$10K
|
–
|
–
|
–
|
|
|
17
|
MSI Financial Services
Springfield,
Massachusetts
|
$10K
|
–
|
–
|
–
|
|
|
18
|
|
$3K
|
–
|
–
|
–
|
|
|
19
|
|
$1K
|
-$7.05K
|
-728
|
-83%
|
|
|
20
|
Tower Research Capital (TRC)
New York
|
$1K
|
+$969
|
+100
|
New
|
|
|
21
|
Edge Wealth Management
New York
|
–
|
-$53K
|
-5,486
|
Closed
|
|
