|
1
|
UBS Group
Zurich,
Switzerland
|
$1.75M
|
-$24.2K
|
-2,485
|
-1%
|
|
|
2
|
|
$1.31M
|
+$500K
|
+51,324
|
+61%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$1.18M
|
-$214K
|
-21,912
|
-15%
|
|
|
4
|
|
$1.08M
|
-$34.9K
|
-3,578
|
-3%
|
|
|
5
|
Penbrook Management
New York
|
$766K
|
–
|
–
|
–
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$396K
|
-$4.95K
|
-508
|
-1%
|
|
|
7
|
Relative Value Partners Group
|
$302K
|
+$303K
|
+31,108
|
New
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$236K
|
+$117K
|
+11,972
|
+97%
|
|
|
9
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$156K
|
+$1.55K
|
+159
|
+1%
|
|
|
10
|
Clear Harbor Asset Management
Stamford,
Connecticut
|
$152K
|
–
|
–
|
–
|
|
|
11
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$131K
|
–
|
–
|
–
|
|
|
12
|
Tortoise Investment Management
White Plains,
New York
|
$101K
|
–
|
–
|
–
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$65K
|
–
|
–
|
–
|
|
|
14
|
Edge Wealth Management
New York
|
$53K
|
–
|
–
|
–
|
|
|
15
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$11K
|
+$39
|
+4
|
+0.3%
|
|
|
16
|
Community Bank
Dewitt,
New York
|
$10K
|
-$34K
|
-3,486
|
-78%
|
|
|
17
|
MSI Financial Services
Springfield,
Massachusetts
|
$10K
|
–
|
–
|
–
|
|
|
18
|
|
$9K
|
+$8.59K
|
+881
|
New
|
|
|
19
|
|
$3K
|
–
|
–
|
–
|
|
|
20
|
Aviance Capital Management
Sarasota,
Florida
|
–
|
-$225K
|
-23,138
|
Closed
|
|
|
21
|
|
–
|
-$213K
|
-21,900
|
Closed
|
|
|
22
|
Curi RMB Capital
Chicago,
Illinois
|
–
|
-$160K
|
-16,393
|
Closed
|
|
