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Nuveen New York Municipal Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$1.67M +$204K +21,820 +14%
Morgan Stanley
2
Morgan Stanley
New York
$1.52M +$121K +12,991 +9%
PM
3
Penbrook Management
New York
$919K
TIM
4
Tortoise Investment Management
New York
$788K +$800K +85,749 New
GC
5
Guggenheim Capital
Illinois
$766K -$46.5K -4,981 -6%
Wells Fargo
6
Wells Fargo
California
$592K -$27.5K -2,950 -4%
MIG
7
Mariner Investment Group
New York
$549K -$49K -5,247 -8%
Invesco
8
Invesco
Georgia
$272K -$239K -25,631 -46%
RJA
9
Raymond James & Associates
Florida
$216K -$35.4K -3,789 -14%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$215K +$2.08K +223 +1%
Bank of America
11
Bank of America
North Carolina
$177K -$9.33K -1,000 -5%
LCM
12
Landscape Capital Management
New Jersey
$139K +$142K +15,179 New
CHAM
13
Clear Harbor Asset Management
Connecticut
$132K
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$106K +$6.87K +736 +7%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$101K -$23.3K -2,500 -19%
Citigroup
16
Citigroup
New York
$92K
APA
17
American Portfolios Advisors
New York
$13.6K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$13K
FANJ
19
Financial Architects (New Jersey)
New Jersey
$12K
SWM
20
SeaCrest Wealth Management
New York
$9K
MRCM
21
M&R Capital Management
New Jersey
$8K
First Manhattan
22
First Manhattan
New York
$1K
LCM
23
Laurion Capital Management
New York
-$994K -104,486 Closed
CRC
24
Curi RMB Capital
Illinois
-$369K -38,827 Closed
WAM
25
Wolverine Asset Management
Illinois
-$186K -19,609 Closed