|
1
|
UBS Group
Zurich,
Switzerland
|
$2.3M
|
+$76.7K
|
+7,804
|
+4%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$1.34M
|
+$1.53K
|
+156
|
+0.1%
|
|
|
3
|
|
$1.23M
|
-$249K
|
-25,376
|
-17%
|
|
|
4
|
Penbrook Management
New York
|
$1M
|
+$98.3K
|
+10,000
|
+11%
|
|
|
5
|
|
$907K
|
-$78K
|
-7,932
|
-8%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$450K
|
+$26K
|
+2,647
|
+6%
|
|
|
7
|
Bank of America
Charlotte,
North Carolina
|
$241K
|
-$17K
|
-1,730
|
-7%
|
|
|
8
|
MSI Financial Services
Springfield,
Massachusetts
|
$216K
|
+$201K
|
+20,475
|
+2,048%
|
|
|
9
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$164K
|
+$1.59K
|
+162
|
+1%
|
|
|
10
|
Clear Harbor Asset Management
Stamford,
Connecticut
|
$158K
|
–
|
–
|
–
|
|
|
11
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$124K
|
+$60.9K
|
+6,200
|
+101%
|
|
|
12
|
Oppenheimer & Co
New York
|
$110K
|
+$108K
|
+11,000
|
New
|
|
|
13
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$105K
|
–
|
–
|
–
|
|
|
14
|
LPL Financial
San Diego,
California
|
$101K
|
+$98.3K
|
+10,000
|
New
|
|
|
15
|
Tortoise Investment Management
White Plains,
New York
|
$79K
|
-$25.6K
|
-2,600
|
-25%
|
|
|
16
|
Next Financial Group
Houston,
Texas
|
$18K
|
–
|
–
|
–
|
|
|
17
|
IFP Advisors
Tampa,
Florida
|
$12K
|
+$11.5K
|
+1,173
|
New
|
|
|
18
|
Community Bank
Dewitt,
New York
|
$10K
|
–
|
–
|
–
|
|
|
19
|
|
$1K
|
-$1.97K
|
-200
|
-50%
|
|
|
20
|
|
$1K
|
-$383
|
-39
|
-25%
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
$1K
|
+$197
|
+20
|
+20%
|
|
|
22
|
Relative Value Partners Group
|
–
|
-$288K
|
-29,635
|
Closed
|
|
|
23
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$11K
|
-1,161
|
Closed
|
|
