|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$1.58M
|
-$75.9K
|
-7,817
|
-5%
|
|
|
2
|
UBS Group
Zurich,
Switzerland
|
$1.42M
|
+$1.41M
|
+145,039
|
New
|
|
|
3
|
|
$1.21M
|
+$108K
|
+11,116
|
+10%
|
|
|
4
|
|
$910K
|
+$17.8K
|
+1,829
|
+2%
|
|
|
5
|
Penbrook Management
New York
|
$773K
|
–
|
–
|
–
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$393K
|
+$10
|
+1
|
+0%
|
|
|
7
|
Relative Value Partners
Northbrook,
Illinois
|
$332K
|
-$38.3K
|
-3,939
|
-10%
|
|
|
8
|
Clear Harbor Asset Management
Stamford,
Connecticut
|
$279K
|
+$111K
|
+11,400
|
+67%
|
|
|
9
|
|
$214K
|
–
|
–
|
–
|
|
|
10
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$154K
|
+$1.5K
|
+154
|
+1%
|
|
|
11
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$132K
|
–
|
–
|
–
|
|
|
12
|
Aviance Capital Management
Sarasota,
Florida
|
$113K
|
+$112K
|
+11,500
|
New
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$104K
|
-$24.3K
|
-2,500
|
-19%
|
|
|
14
|
Edge Wealth Management
New York
|
$103K
|
–
|
–
|
–
|
|
|
15
|
Tortoise Investment Management
White Plains,
New York
|
$102K
|
+$101K
|
+10,425
|
New
|
|
|
16
|
Bank of America
Charlotte,
North Carolina
|
$97K
|
-$9.71K
|
-1,000
|
-9%
|
|
|
17
|
Community Bank
Dewitt,
New York
|
$44K
|
+$43.6K
|
+4,486
|
New
|
|
|
18
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$11K
|
–
|
–
|
–
|
|
|
19
|
National Planning Corporation
El Segundo,
California
|
$10.2K
|
+$9.97K
|
+1,027
|
New
|
|
|
20
|
MSI Financial Services
Springfield,
Massachusetts
|
$10K
|
+$9.71K
|
+1,000
|
New
|
|
|
21
|
|
$3K
|
–
|
–
|
–
|
|
|
22
|
Argentus Capital Management
Dallas,
Texas
|
–
|
-$120K
|
-12,329
|
Closed
|
|
|
23
|
First Foundation Advisors
Irvine,
California
|
–
|
-$99K
|
-10,200
|
Closed
|
|
|
24
|
|
–
|
+$223
|
+23
|
New
|
|
