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NML

Neuberger Energy Infrastructure and Income Fund Inc
NML

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13M +$2.63M +967,278 +21%
COLIM
2
City of London Investment Management
United Kingdom
$11.2M +$968K +355,821 +8%
PMG
3
Private Management Group
California
$6.78M +$117K +43,067 +2%
PAIM
4
Punch & Associates Investment Management
Minnesota
$5.36M -$565K -207,633 -8%
AAM
5
Advisors Asset Management
Colorado
$2.24M -$351K -128,884 -12%
CA
6
Cornerstone Advisors
North Carolina
$1.27M -$68K -25,000 -4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.26M +$444K +163,217 +44%
PFO
8
Pathstone Family Office
New Jersey
$1.16M +$492K +181,061 +59%
Ameriprise
9
Ameriprise
Minnesota
$1.11M +$573K +210,748 +83%
Stifel Financial
10
Stifel Financial
Missouri
$1.06M +$55.1K +20,270 +5%
LCM
11
Landscape Capital Management
New Jersey
$1.03M – – –
GC
12
Guggenheim Capital
Illinois
$849K -$258K -94,688 -21%
CRC
13
Curi RMB Capital
Illinois
$729K +$787K +289,287 +1,707%
UBS Group
14
UBS Group
Switzerland
$706K -$81.9K -30,110 -9%
Wells Fargo
15
Wells Fargo
California
$675K -$209K -76,756 -21%
SGCA
16
Steel Grove Capital Advisors
Tennessee
$568K – – –
6M
17
6 Meridian
Kansas
$567K -$8.55K -3,142 -1%
KACA
18
Kayne Anderson Capital Advisors
California
$555K – – –
WAM
19
Wolverine Asset Management
Illinois
$514K +$588K +216,271 New
Osaic Holdings
20
Osaic Holdings
Arizona
$445K -$119K -43,702 -19%
SCA
21
STALEY CAPITAL ADVISERS
Pennsylvania
$443K +$27.2K +10,000 +6%
JMPWA
22
JP Morgan Private Wealth Advisors
California
$401K -$7.55K -2,775 -2%
Goldman Sachs
23
Goldman Sachs
New York
$255K -$213K -78,383 -42%
Truist Financial
24
Truist Financial
North Carolina
$253K +$35.8K +13,147 +14%
OFG
25
OTA Financial Group
New York
$240K +$274K +100,886 New
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