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NML

Neuberger Energy Infrastructure and Income Fund Inc
NML

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$43.1M +$5M +750,440 +13%
COLIM
2
City of London Investment Management
United Kingdom
$26.1M +$3.16M +473,543 +14%
PAIM
3
Punch & Associates Investment Management
Minnesota
$16.8M +$3.15M +472,700 +23%
AAM
4
Advisors Asset Management
Colorado
$7.6M -$15.4K -2,305 -0.2%
UBS Group
5
UBS Group
Switzerland
$5.17M +$470K +70,426 +10%
KACA
6
Kayne Anderson Capital Advisors
California
$4.41M +$1.1M +165,000 +34%
PMG
7
Private Management Group
California
$2.94M +$2.9M +434,745 New
GC
8
Guggenheim Capital
Illinois
$2.87M -$430K -64,450 -13%
Cohen & Steers
9
Cohen & Steers
New York
$2.79M -$594K -89,068 -18%
Wells Fargo
10
Wells Fargo
California
$2.45M -$44.5K -6,682 -2%
Goldman Sachs
11
Goldman Sachs
New York
$2.08M +$153K +23,023 +8%
SGCA
12
Steel Grove Capital Advisors
Tennessee
$2.06M +$2.03M +304,675 New
Ameriprise
13
Ameriprise
Minnesota
$1.97M +$687K +103,029 +55%
AG
14
Advisor Group
Arizona
$1.75M +$1.1M +164,918 +176%
Stifel Financial
15
Stifel Financial
Missouri
$1.38M -$45K -6,746 -3%
MIG
16
Mariner Investment Group
New York
$1.35M +$1.33M +200,000 New
JMPWA
17
JP Morgan Private Wealth Advisors
California
$1.32M +$607K +91,069 +88%
RJA
18
Raymond James & Associates
Florida
$1.19M -$262K -39,332 -18%
MGWM
19
Marks Group Wealth Management
Minnesota
$928K +$915K +137,236 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$764K +$138K +20,753 +22%
RCM
21
Rivernorth Capital Management
Florida
$745K +$734K +110,170 New
Invesco
22
Invesco
Georgia
$687K -$18.5K -2,772 -3%
SCA
23
STALEY CAPITAL ADVISERS
Pennsylvania
$685K +$273K +41,000 +68%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$674K +$579K +86,814 +675%
Truist Financial
25
Truist Financial
North Carolina
$655K +$645K +96,788 New
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