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NML

Neuberger Energy Infrastructure and Income Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$40.2M +$2.3M +240,841 +7%
Morgan Stanley
2
Morgan Stanley
New York
$34.1M -$636K -66,551 -2%
COLIM
3
City of London Investment Management
United Kingdom
$30.1M -$3.44M -359,989 -11%
SCM
4
Saba Capital Management
New York
$18.3M +$3.12M +326,572 +23%
UBS Group
5
UBS Group
Switzerland
$9.41M +$409K +42,732 +5%
AAM
6
Advisors Asset Management
Colorado
$9.21M +$222K +23,183 +3%
D.E. Shaw & Co
7
D.E. Shaw & Co
New York
$8.55M
PMG
8
Private Management Group
California
$7.8M -$83.9K -8,770 -1%
OC
9
Oppenheimer & Co
New York
$4.17M +$613K +64,060 +19%
Ameriprise
10
Ameriprise
Minnesota
$3.45M +$20.3K +2,124 +0.7%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$3.4M +$3.09M +323,526 New
Stifel Financial
12
Stifel Financial
Missouri
$3.39M +$8.07K +844 +0.3%
Cohen & Steers
13
Cohen & Steers
New York
$3.02M
Focus Partners Wealth
14
Focus Partners Wealth
Massachusetts
$2.82M -$18.6K -1,946 -0.7%
Invesco
15
Invesco
Georgia
$2.68M +$236K +24,727 +11%
UPS
16
UHLMANN PRICE SECURITIES
Illinois
$2.52M +$65.1K +6,804 +3%
Wells Fargo
17
Wells Fargo
California
$2.38M +$1.11M +115,785 +105%
Raymond James Financial
18
Raymond James Financial
Florida
$1.99M +$135K +14,167 +8%
NA
19
NewEdge Advisors
Louisiana
$1.78M -$102K -10,674 -6%
Neuberger Berman Group
20
Neuberger Berman Group
New York
$1.68M -$1.18K -123 -0.1%
VA
21
VestGen Advisors
Illinois
$1.58M +$95K +9,939 +7%
CEFA
22
Closed-End Fund Advisors
Virginia
$1.46M +$203K +21,210 +18%
LPL Financial
23
LPL Financial
California
$1.38M +$49.4K +5,163 +4%
SCA
24
STALEY CAPITAL ADVISERS
Pennsylvania
$1.21M
CWM
25
Cornerstone Wealth Management
Missouri
$1.19M +$21.5K +2,249 +2%