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NML

Neuberger Energy Infrastructure and Income Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$49.4M -$7.23M -957,742 -13%
Morgan Stanley
2
Morgan Stanley
New York
$38.1M -$1.99M -263,513 -5%
SCM
3
Saba Capital Management
New York
$25.5M -$8.79M -1,163,773 -27%
Bank of America
4
Bank of America
North Carolina
$17.2M +$4.26M +564,803 +36%
PMG
5
Private Management Group
California
$12.3M -$579K -76,737 -5%
AAM
6
Advisors Asset Management
Colorado
$9.21M -$1.81M -239,664 -17%
D.E. Shaw & Co
7
D.E. Shaw & Co
New York
$6.54M -$903K -119,559 -13%
Wells Fargo
8
Wells Fargo
California
$3.62M -$485K -64,302 -12%
UBS Group
9
UBS Group
Switzerland
$3.53M +$60.6K +8,032 +2%
Stifel Financial
10
Stifel Financial
Missouri
$2.51M +$28.4K +3,759 +1%
OC
11
Oppenheimer & Co
New York
$2.21M +$58.5K +7,752 +3%
Cohen & Steers
12
Cohen & Steers
New York
$2.1M +$1.56M +207,000 +376%
Ameriprise
13
Ameriprise
Minnesota
$1.86M +$266K +35,217 +18%
RJA
14
Raymond James & Associates
Florida
$1.35M +$473K +62,645 +59%
OIA
15
Optimum Investment Advisors
Illinois
$1.16M
AW
16
Atlas Wealth
Ohio
$1.15M +$1.08M +142,449 New
MMRF
17
Michelson Medical Research Foundation
California
$927K
SCA
18
STALEY CAPITAL ADVISERS
Pennsylvania
$920K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$868K +$560K +74,160 +216%
Osaic Holdings
20
Osaic Holdings
Arizona
$748K -$20.9K -2,773 -3%
Walleye Capital
21
Walleye Capital
New York
$634K +$79.1K +10,478 +15%
CWM
22
Cornerstone Wealth Management
Missouri
$627K +$37.5K +4,964 +7%
KIA
23
Knollwood Investment Advisory
Maryland
$617K
IA
24
IFG Advisory
Georgia
$573K +$186K +24,616 +52%
LPL Financial
25
LPL Financial
California
$537K -$2.07M -273,624 -80%