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NML

Neuberger Energy Infrastructure and Income Fund Inc
NML

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.7M -$3.85M -715,986 -11%
COLIM
2
City of London Investment Management
United Kingdom
$6.88M -$1.15M -214,082 -6%
PMG
3
Private Management Group
California
$5.21M +$12.5M +2,323,360 +534%
PAIM
4
Punch & Associates Investment Management
Minnesota
$4.59M -$312K -58,038 -2%
AAM
5
Advisors Asset Management
Colorado
$2.14M +$49.5K +9,194 +0.8%
MC
6
Matisse Capital
Oregon
$1M +$2.85M +528,923 New
UBS Group
7
UBS Group
Switzerland
$959K -$1.38M -256,840 -34%
Wells Fargo
8
Wells Fargo
California
$849K +$467K +86,844 +24%
LCM
9
Landscape Capital Management
New Jersey
$831K +$1.9M +353,850 +413%
GC
10
Guggenheim Capital
Illinois
$781K -$60.4K -11,226 -3%
Osaic Holdings
11
Osaic Holdings
Arizona
$657K +$1.87M +347,634 New
SGCA
12
Steel Grove Capital Advisors
Tennessee
$588K +$34.8K +6,470 +2%
Stifel Financial
13
Stifel Financial
Missouri
$545K +$431K +80,041 +39%
Goldman Sachs
14
Goldman Sachs
New York
$529K -$154K -28,639 -9%
Ameriprise
15
Ameriprise
Minnesota
$454K -$266K -49,361 -17%
JMPWA
16
JP Morgan Private Wealth Advisors
California
$375K +$20.4K +3,786 +2%
KACA
17
Kayne Anderson Capital Advisors
California
$346K -$2.52M -468,953 -72%
SCA
18
STALEY CAPITAL ADVISERS
Pennsylvania
$311K +$339K +63,000 +62%
CA
19
Cornerstone Advisors
North Carolina
$302K +$673K +125,092 +359%
MGWM
20
Marks Group Wealth Management
Minnesota
$259K – – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$257K +$123K +22,766 +20%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$189K +$2.92K +542 +0.5%
RJA
23
Raymond James & Associates
Florida
$179K -$433K -80,511 -46%
Truist Financial
24
Truist Financial
North Carolina
$159K -$66.9K -12,431 -13%
Invesco
25
Invesco
Georgia
$148K -$127K -23,528 -23%
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